We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
(+15%)
Cap. Flow
+$954M
Cap. Flow
% of AUM
3.19%
Top 10 Holdings %
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard S&P 500 ETF
VOO
|
+$74.4M |
| 2 |
Oracle
ORCL
|
+$57.4M |
| 3 |
AutoZone
AZO
|
+$40.8M |
| 4 |
Apple
AAPL
|
+$40.4M |
| 5 |
TransUnion
TRU
|
+$37.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
|
+$66M |
| 2 |
Meta Platforms (Facebook)
META
|
+$52.5M |
| 3 |
ATVI
Activision Blizzard
ATVI
|
+$47.8M |
| 4 |
TotalEnergies
TTE
|
+$37.7M |
| 5 |
S&P Global
SPGI
|
+$29.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20% |
| 2 | Financials | 11.4% |
| 3 | Healthcare | 9.14% |
| 4 | Consumer Discretionary | 6.39% |
| 5 | Industrials | 6.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
| $15.4M | 0.05% |
299,104
-5,907
| -2% | -$273K |
|
352
iShares Biotechnology ETF
IBB
$9.77B
| $15.4M | 0.05% |
113,363
-463
| -0.4% | -$56.5K |
|
353
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.53B
| $15.2M | 0.05% |
483,650
-51,293
| -10% | -$1.57M |
|
354
Vanguard Energy ETF
VDE
$9.74B
| $15.2M | 0.05% |
129,651
-743
| -0.6% | -$89.1K |
|
355
Cigna
CI
$74.6B
| $15.2M | 0.05% |
50,715
+8,425
| +20% | +$2.46M |
|
356
Truist Financial
TFC
$64B
| $15M | 0.05% |
407,317
+48,075
| +13% | +$1.51M |
|
357
Edwards Lifesciences
EW
$51.7B
| $15M | 0.05% |
197,191
-19,350
| -9% | -$1.35M |
|
|
MASI
358
DELISTED
Masimo
MASI
| $15M | 0.05% |
128,091
-5,628
| -4% | -$525K |
|
359
XPEL
XPEL
$1.38B
| $15M | 0.05% |
278,492
+116,942
| +72% | +$6.28M |
|
360
Snap
SNAP
$9.01B
| $14.8M | 0.05% |
875,794
-1,275
| -0.1% | -$15.6K |
|
|
FISV
361
Fiserv Inc
FISV
$27.9B
| $14.8M | 0.05% |
111,526
+438
| +0.4% | +$53.7K |
|
362
Dover
DOV
$28.4B
| $14.8M | 0.05% |
96,257
+2,613
| +3% | +$366K |
|
363
Philip Morris
PM
$295B
| $14.7M | 0.05% |
156,674
+4,185
| +3% | +$386K |
|
364
iShares MSCI Japan ETF
EWJ
$23B
| $14.6M | 0.05% |
227,506
-5,574
| -2% | -$341K |
|
365
T-Mobile US
TMUS
$190B
| $14.6M | 0.05% |
90,822
-122,995
| -58% | -$18.2M |
|
366
Royal Bank of Canada
RY
$293B
| $14.5M | 0.05% |
142,964
+12,310
| +9% | +$1.08M |
|
367
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
| $14.3M | 0.05% |
404,872
+37,327
| +10% | +$1.27M |
|
368
Ares Management
ARES
$30.9B
| $14.2M | 0.05% |
119,054
-5,232
| -4% | -$568K |
|
369
UBS Group
UBS
$176B
| $14.2M | 0.05% |
458,064
+35,284
| +8% | +$928K |
|
370
Johnson Controls International
JCI
$92.2B
| $14M | 0.05% |
242,228
+36,849
| +18% | +$1.93M |
|
371
iShares US Technology ETF
IYW
$25.2B
| $13.9M | 0.05% |
113,620
+4,576
| +4% | +$518K |
|
372
ASML
ASML
$669B
| $13.9M | 0.05% |
18,413
+2,652
| +17% | +$1.75M |
|
373
Duke Energy
DUK
$97.3B
| $13.8M | 0.05% |
142,615
+22,347
| +19% | +$2.03M |
|
374
PTC Therapeutics
PTCT
$6.12B
| $13.8M | 0.05% |
501,242
+123,183
| +33% | +$2.82M |
|
375
Ryanair
RYAAY
$31.3B
| $13.8M | 0.05% |
+258,853
| New | +$11.4M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2023 Portfolio in Review
As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.
- Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
- Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
- Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
- Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
- Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.