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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
S icon
351
SentinelOne
S
$7.34B
$13.4M 0.05%
795,528
+7,989
+1% +$126K
TGT icon
352
Target
TGT
$68B
$13.1M 0.05%
118,497
-52,080
-31% -$6.61M
SCHW
353
Charles Schwab
SCHW
$187B
$13.1M 0.05%
238,172
-10,448
-4% -$631K
DOV icon
354
Dover
DOV
$28.4B
$13.1M 0.05%
93,644
-24
-0% -$3.46K
IWV icon
355
iShares Russell 3000 ETF
IWV
$20.3B
$13M 0.05%
52,936
+5,098
+11% +$1.3M
FVD icon
356
First Trust Value Line Dividend Fund
FVD
$8.41B
$12.9M 0.05%
344,999
-75,672
-18% -$2.99M
NVS icon
357
Novartis
NVS
$297B
$12.9M 0.05%
126,531
-70,296
-36% -$7.14M
EVR icon
358
Evercore
EVR
$11.8B
$12.8M 0.05%
92,921
-5,986
-6% -$813K
ARES icon
359
Ares Management
ARES
$30.9B
$12.8M 0.05%
124,286
+10,962
+10% +$1.11M
VMBS icon
360
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$12.6M 0.05%
288,302
+18,079
+7% +$815K
FISV
361
Fiserv Inc
FISV
$27.9B
$12.6M 0.05%
111,088
+704
+0.6% +$86.7K
PKG icon
362
Packaging Corp of America
PKG
$22.8B
$12.5M 0.05%
81,374
+11,743
+17% +$1.71M
SNY icon
363
Sanofi
SNY
$104B
$12.5M 0.05%
232,846
+31,886
+16% +$1.7M
VOD icon
364
Vodafone
VOD
$37.4B
$12.5M 0.05%
1,314,299
+37,488
+3% +$355K
XPEL icon
365
XPEL
XPEL
$1.38B
$12.5M 0.05%
161,550
-4,602
-3% -$370K
ITA icon
366
iShares US Aerospace & Defense ETF
ITA
$14.7B
$12.5M 0.05%
117,534
+28,982
+33% +$3.31M
XIFR
367
XPLR Infrastructure LP
XIFR
$1.08B
$12.4M 0.05%
417,443
+178,372
+75% +$9.04M
AEP icon
368
American Electric Power
AEP
$68.4B
$12.4M 0.05%
164,408
-40,249
-20% -$3.28M
SPEM icon
369
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$12.3M 0.05%
367,545
+19,275
+6% +$666K
LNG icon
370
Cheniere Energy
LNG
$52.9B
$12.2M 0.05%
73,657
+53,782
+271% +$8.68M
CI icon
371
Cigna
CI
$74.6B
$12.2M 0.05%
42,290
+195
+0.5% +$55.6K
BND icon
372
Vanguard Total Bond Market
BND
$158B
$12.1M 0.05%
173,867
-20,050
-10% -$1.43M
CCL icon
373
Carnival Corporation Ltd
CCL
$39.7B
$12.1M 0.05%
883,427
-8,870
-1% -$147K
DXCM icon
374
DexCom
DXCM
$32B
$12.1M 0.05%
129,510
+6,777
+6% +$764K
AMLP icon
375
Alerian MLP ETF
AMLP
$12.8B
$11.9M 0.05%
282,360
-497,486
-64% -$20.4M
13 14
15
16 17

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.