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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGF icon
351
Invesco Financial Preferred ETF
PGF
$674M
$10.3M 0.05%
717,149
+121,346
+20% +$1.8M
GLTR icon
352
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.67B
$10.3M 0.05%
115,271
+4,901
+4% +$414K
VIS icon
353
Vanguard Industrials ETF
VIS
$8.39B
$10.2M 0.05%
56,004
-27,644
-33% -$4.95M
BSV icon
354
Vanguard Short-Term Bond ETF
BSV
$44.6B
$10.2M 0.05%
135,531
-22,498
-14% -$1.69M
VCSH icon
355
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$10.1M 0.05%
134,661
-31,643
-19% -$2.36M
VCIT icon
356
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$10.1M 0.05%
130,462
-11,856
-8% -$912K
DGX icon
357
Quest Diagnostics
DGX
$26.3B
$10.1M 0.05%
64,583
-1,647
-2% -$237K
MTUM icon
358
iShares MSCI USA Momentum Factor ETF
MTUM
$26.2B
$10.1M 0.05%
69,016
+16,810
+32% +$2.44M
TDTF icon
359
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$10.1M 0.05%
426,158
-48,174
-10% -$1.14M
USB icon
360
US Bancorp
USB
$99.6B
$10.1M 0.05%
230,726
-28,658
-11% -$1.23M
MAXR
361
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
$10.1M 0.05%
194,398
-358,372
-65% -$9.84M
PULS icon
362
PGIM Ultra Short Bond ETF
PULS
$18.3B
$10M 0.05%
203,724
+97,330
+91% +$4.77M
MMM icon
363
3M
MMM
$94.3B
$9.78M 0.05%
97,578
-9,529
-9% -$972K
MINT icon
364
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$9.78M 0.05%
99,108
+63,574
+179% +$6.27M
FMB icon
365
First Trust Managed Municipal ETF
FMB
$2.06B
$9.76M 0.05%
194,803
-49,258
-20% -$2.44M
SYY icon
366
Sysco
SYY
$40.3B
$9.72M 0.05%
127,215
+2,880
+2% +$233K
SCHD icon
367
Schwab US Dividend Equity ETF
SCHD
$105B
$9.71M 0.05%
385,788
+19,722
+5% +$487K
ESGU icon
368
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$9.62M 0.05%
113,554
+7,446
+7% +$635K
USMV icon
369
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$9.56M 0.05%
132,661
-9,577
-7% -$682K
DSTL icon
370
Distillate US Fundamental Stability & Value ETF
DSTL
$2.04B
$9.56M 0.05%
234,265
+1,384
+0.6% +$55.9K
SCHH icon
371
Schwab US REIT ETF
SCHH
$11.4B
$9.49M 0.05%
492,289
-46,117
-9% -$888K
VIGI icon
372
Vanguard International Dividend Appreciation ETF
VIGI
$9.3B
$9.45M 0.05%
135,741
-3,238
-2% -$218K
BND icon
373
Vanguard Total Bond Market
BND
$158B
$9.44M 0.05%
131,370
-4,160
-3% -$298K
STWD icon
374
Starwood Property Trust
STWD
$6.09B
$9.44M 0.05%
514,851
+50,968
+11% +$1.02M
CHPT icon
375
ChargePoint
CHPT
$161M
$9.4M 0.05%
49,299
+29,586
+150% +$7.19M
13 14
15
16 17

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.