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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWS icon
351
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$1.92M 0.02%
20,279
+1,174
+6% +$107K
VDC icon
352
Vanguard Consumer Staples ETF
VDC
$7.91B
$1.9M 0.02%
11,795
+5,699
+93% +$895K
IYW icon
353
iShares US Technology ETF
IYW
$24.9B
$1.9M 0.02%
32,580
+1,136
+4% +$61.8K
CIL
354
DELISTED
VictoryShares International Volatility Wtd ETF
CIL
$1.89M 0.02%
47,529
-6,928
-13% -$267K
PZA icon
355
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.24B
$1.89M 0.02%
71,373
-14,409
-17% -$381K
TU icon
356
Telus
TU
$14.7B
$1.89M 0.02%
97,502
-18,490
-16% -$343K
AUPH icon
357
Aurinia Pharmaceuticals
AUPH
$1.89B
$1.89M 0.02%
93,085
– –
WRK
358
DELISTED
WestRock Company
WRK
$1.88M 0.02%
43,822
+12,133
+38% +$473K
CCEP icon
359
Coca-Cola Europacific Partners
CCEP
$45.6B
$1.86M 0.02%
36,624
-6,780
-16% -$357K
VB icon
360
Vanguard Morningstar Small-Cap ETF
VB
$81.1B
$1.86M 0.02%
11,215
-3,903
-26% -$622K
SPYD icon
361
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.7B
$1.84M 0.02%
+46,729
New +$1.8M
FDX icon
362
FedEx
FDX
$73.5B
$1.79M 0.02%
11,870
+3,813
+47% +$588K
UHS icon
363
Universal Health Services
UHS
$9.96B
$1.79M 0.02%
12,457
-1,934
-13% -$276K
SKYY icon
364
First Trust Cloud Computing ETF
SKYY
$3.03B
$1.78M 0.02%
29,531
+12,370
+72% +$724K
TSCO icon
365
Tractor Supply
TSCO
$17B
$1.78M 0.02%
95,115
-18,265
-16% -$347K
TJX icon
366
TJX Companies
TJX
$173B
$1.77M 0.02%
28,969
+3,840
+15% +$227K
CWB icon
367
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.71B
$1.76M 0.02%
31,680
-35
-0.1% -$1.88K
YUM icon
368
Yum! Brands
YUM
$40.5B
$1.75M 0.02%
17,353
-8,890
-34% -$921K
GDX icon
369
VanEck Gold Miners ETF
GDX
$23.7B
$1.72M 0.02%
58,800
+56,800
+2,840% +$1.55M
WFC.PRL icon
370
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.72B
$1.72M 0.02%
1,185
– –
UMPQ
371
DELISTED
Umpqua Holdings Corp
UMPQ
$1.72M 0.02%
97,092
+96,209
+10,896% +$1.59M
PAYX icon
372
Paychex
PAYX
$41.5B
$1.64M 0.02%
19,272
+3,822
+25% +$322K
SYY icon
373
Sysco
SYY
$39.9B
$1.64M 0.02%
19,164
+459
+2% +$37.2K
MPC icon
374
Marathon Petroleum
MPC
$89.9B
$1.64M 0.02%
27,137
+13,034
+92% +$815K
CRH icon
375
CRH
CRH
$65.4B
$1.63M 0.02%
40,474
+10,066
+33% +$373K
13 14
15
16 17

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.