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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLNG icon
3701
Golar LNG
GLNG
$5.16B
$1K ﹤0.01%
50
-200
-80% -$4.99K
GOOS
3702
Canada Goose Holdings
GOOS
$849M
$1K ﹤0.01%
125
-695
-85% -$13K
GRFS
3703
Grifois
GRFS
$5.48B
$1K ﹤0.01%
467
-359
-43% -$3.19K
GWX icon
3704
State Street SPDR S&P International Small Cap ETF
GWX
$914M
$1K ﹤0.01%
+46
New +$1.35K
HOOK
3705
DELISTED
HOOKIPA Pharma
HOOK
$1K ﹤0.01%
82
– –
HOUS
3706
DELISTED
Anywhere Real Estate
HOUS
$1K ﹤0.01%
144
-30
-17% -$307
IBP icon
3707
Installed Building Products
IBP
$6.27B
$1K ﹤0.01%
13
-59
-82% -$5.46K
IGOV icon
3708
iShares International Treasury Bond ETF
IGOV
$1.53B
$1K ﹤0.01%
51
– –
IMVT icon
3709
Immunovant
IMVT
$8.24B
$1K ﹤0.01%
224
– –
INO icon
3710
Inovio Pharmaceuticals
INO
$76.1M
$1K ﹤0.01%
63
– –
IOT icon
3711
Samsara
IOT
$23.2B
$1K ﹤0.01%
+100
New +$1.42K
IRT icon
3712
Independence Realty Trust
IRT
$3.94B
$1K ﹤0.01%
142
-114
-45% -$2.31K
IRWD icon
3713
Ironwood Pharmaceuticals
IRWD
$669M
$1K ﹤0.01%
+99
New +$1.12K
IVVD icon
3714
Invivyd
IVVD
$198M
$1K ﹤0.01%
+500
New +$2K
JILL icon
3715
J. Jill
JILL
$279M
$1K ﹤0.01%
101
– –
OPLN
3716
Openlane
OPLN
$4.58B
$1K ﹤0.01%
117
+108
+1,200% +$1.62K
KEP icon
3717
Korea Electric Power
KEP
$15.7B
$1K ﹤0.01%
202
-396
-66% -$3.11K
KGC icon
3718
Kinross Gold
KGC
$32.5B
$1K ﹤0.01%
+403
New +$1.37K
KN icon
3719
Knowles
KN
$3.27B
$1K ﹤0.01%
117
-440
-79% -$7.05K
KOPN icon
3720
Kopin
KOPN
$780M
$1K ﹤0.01%
1,765
– –
KPLT icon
3721
Katapult Holdings
KPLT
$31.6M
$1K ﹤0.01%
80
– –
KROS icon
3722
Keros Therapeutics
KROS
$212M
$1K ﹤0.01%
41
– –
KURA icon
3723
Kura Oncology
KURA
$874M
$1K ﹤0.01%
137
-336
-71% -$5.18K
LINC icon
3724
Lincoln Educational Services
LINC
$976M
$1K ﹤0.01%
355
– –
LOPE icon
3725
Grand Canyon Education
LOPE
$3.82B
$1K ﹤0.01%
34
-361
-91% -$31.3K
147 148
149
150 151

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.