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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATHM icon
3701
Autohome
ATHM
$2.62B
$0 ﹤0.01%
12
-96
-89% -$3.65K
OPTU
3702
Optimum Communications Inc
OPTU
$301M
$0 ﹤0.01%
46
-638
-93% -$10.8K
AUDC icon
3703
AudioCodes
AUDC
$253M
– –
-18
Closed –
AVIR icon
3704
Atea Pharmaceuticals
AVIR
$420M
– –
-3,000
Closed -$105K
AXGN icon
3705
Axogen
AXGN
$2.5B
– –
-518
Closed -$8K
BBHY icon
3706
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$618M
– –
-20
Closed -$1K
BBRE icon
3707
JPMorgan BetaBuilders MSCI US REIT ETF
BBRE
$1.27B
– –
-35
Closed -$3K
BEKE icon
3708
KE Holdings
BEKE
$18.8B
$0 ﹤0.01%
21
-50
-70% -$1.02K
BFS
3709
Saul Centers
BFS
$841M
$0 ﹤0.01%
+7
New +$348
BGFV
3710
DELISTED
Big 5 Sporting Goods
BGFV
– –
-153
Closed -$3K
BH icon
3711
Biglari Holdings Class B
BH
$1.21B
$0 ﹤0.01%
4
-6
-60% -$930
BHB icon
3712
Bar Harbor Bankshares
BHB
$666M
– –
-32
Closed –
BKE icon
3713
Buckle
BKE
$2.37B
$0 ﹤0.01%
7
-54
-89% -$2.45K
BKF icon
3714
iShares MSCI BIC ETF
BKF
$78.6M
$0 ﹤0.01%
6
-120
-95% -$5.73K
BKT icon
3715
BlackRock Income Trust
BKT
$341M
– –
-236
Closed -$4K
BLUE
3716
DELISTED
bluebird bio
BLUE
– –
-137
Closed -$33K
BNTC icon
3717
Benitec Biopharma
BNTC
$468M
$0 ﹤0.01%
18
– –
BOH icon
3718
Bank of Hawaii
BOH
$3.13B
– –
-7
Closed –
BRBR icon
3719
BellRing Brands
BRBR
$1.34B
– –
-115
Closed -$3K
BRC icon
3720
Brady Corp
BRC
$4.57B
– –
-8
Closed –
BSAC icon
3721
Banco Santander Chile
BSAC
$16.6B
$0 ﹤0.01%
+22
New +$395
BTG icon
3722
B2Gold
BTG
$6.64B
– –
-13,385
Closed -$45K
BXC icon
3723
BlueLinx
BXC
$706M
– –
-33
Closed -$1K
BZUN
3724
Baozun
BZUN
$172M
$0 ﹤0.01%
+25
New +$410
CANG
3725
Cango Inc
CANG
$68.5M
– –
-200
Closed -$8K
147 148
149
150 151

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.