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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFTAW
3626
DELISTED
Perception Capital Corp. III Warrant
PFTAW
$2K ﹤0.01%
16,220
– –
RNLX
3627
DELISTED
Renalytix plc American Depositary Shares
RNLX
$2K ﹤0.01%
2,100
-1,500
-42% -$3.27K
MARK
3628
DELISTED
Remark Holdings, Inc.
MARK
$2K ﹤0.01%
914
– –
BRDS
3629
DELISTED
Bird Global, Inc.
BRDS
$2K ﹤0.01%
240
-326
-58% -$3.85K
FOCS
3630
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$2K ﹤0.01%
112
– –
RXDX
3631
DELISTED
Prometheus Biosciences, Inc. Common Stock
RXDX
$2K ﹤0.01%
39
– –
APTO
3632
DELISTED
Aptose Biosciences, Inc.
APTO
$2K ﹤0.01%
8
– –
COUP
3633
DELISTED
Coupa Software Incorporated
COUP
$2K ﹤0.01%
73
+23
+46% +$1.51K
QFTA.WS
3634
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
$2K ﹤0.01%
76,350
– –
JHMI
3635
DELISTED
John Hancock Multifactor Industrials ETF
JHMI
$2K ﹤0.01%
50
– –
ATIP
3636
DELISTED
ATI Physical Therapy, Inc.
ATIP
$2K ﹤0.01%
40
-40
-50% -$2.28K
FM
3637
DELISTED
iShares Frontier and Select EM ETF
FM
$2K ﹤0.01%
111
– –
AAWW
3638
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$2K ﹤0.01%
28
+17
+155% +$1.5K
ACB
3639
Aurora Cannabis
ACB
$179M
$1K ﹤0.01%
99
-1
-1% -$15
AEG icon
3640
Aegon
AEG
$14B
$1K ﹤0.01%
292
-208
-42% -$906
AGM icon
3641
Federal Agricultural Mortgage
AGM
$2.54B
$1K ﹤0.01%
16
– –
AKBA icon
3642
Akebia Therapeutics
AKBA
$234M
$1K ﹤0.01%
3,771
– –
ALGM icon
3643
Allegro MicroSystems
ALGM
$7.91B
$1K ﹤0.01%
+52
New +$1.21K
ALLK
3644
DELISTED
Allakos
ALLK
$1K ﹤0.01%
300
– –
AMPL icon
3645
Amplitude
AMPL
$1.52B
$1K ﹤0.01%
80
– –
AMRC icon
3646
Ameresco
AMRC
$1.34B
$1K ﹤0.01%
30
-434
-94% -$26.7K
AORT icon
3647
Artivion
AORT
$1.28B
$1K ﹤0.01%
109
-83
-43% -$1.67K
APLE icon
3648
Apple Hospitality REIT
APLE
$3.71B
$1K ﹤0.01%
97
– –
ASND icon
3649
Ascendis Pharma A/S
ASND
$16.8B
$1K ﹤0.01%
16
-112
-88% -$10.6K
OPTU
3650
Optimum Communications Inc
OPTU
$306M
$1K ﹤0.01%
327
+88
+37% +$843
144 145
146
147 148

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.