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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQ icon
3476
iQIYI
IQ
$1.31B
$3K ﹤0.01%
1,179
-655
-36% -$2.43K
IVOL icon
3477
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$269M
$3K ﹤0.01%
162
-19,967
-99% -$487K
JMOM icon
3478
JPMorgan US Momentum Factor ETF
JMOM
$2.6B
$3K ﹤0.01%
95
– –
LSAK icon
3479
Lesaka Technologies
LSAK
$402M
$3K ﹤0.01%
1,000
– –
MKSI icon
3480
MKS Inc
MKSI
$19.8B
$3K ﹤0.01%
46
-96
-68% -$9.88K
NLR icon
3481
VanEck Uranium + Nuclear Energy ETF
NLR
$4.14B
$3K ﹤0.01%
65
– –
NVMI
3482
Nova
NVMI
$12.2B
$3K ﹤0.01%
38
-30
-44% -$2.95K
NVRI icon
3483
Enviri
NVRI
$615M
$3K ﹤0.01%
1,050
+571
+119% +$3.16K
OPI
3484
DELISTED
Office Properties Income Trust
OPI
$3K ﹤0.01%
213
+13
+7% +$244
ORGN
3485
DELISTED
Origin Materials
ORGN
$3K ﹤0.01%
25
-667
-96% -$118K
PFBC icon
3486
Preferred Bank
PFBC
$1.25B
$3K ﹤0.01%
58
+2
+4% +$140
PIPR icon
3487
Piper Sandler
PIPR
$5.29B
$3K ﹤0.01%
136
-148
-52% -$4.31K
PRI icon
3488
Primerica
PRI
$9.65B
$3K ﹤0.01%
34
-10
-23% -$1.27K
PRTS icon
3489
CarParts.com
PRTS
$51.2M
$3K ﹤0.01%
61
– –
PSFE icon
3490
Paysafe
PSFE
$366M
$3K ﹤0.01%
211
-1
-0.5% -$22
RIG icon
3491
Transocean
RIG
$6.39B
$3K ﹤0.01%
1,561
-466,430
-100% -$1.49M
SEB icon
3492
Seaboard Corp
SEB
$4.06B
$3K ﹤0.01%
1
– –
SEM
3493
DELISTED
Select Medical
SEM
$3K ﹤0.01%
329
-118
-26% -$1.68K
SGMO
3494
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$3K ﹤0.01%
635
-288
-31% -$1.48K
SHC icon
3495
Sotera Health
SHC
$5.41B
$3K ﹤0.01%
450
+447
+14,900% +$7.43K
SKT icon
3496
Tanger
SKT
$4.44B
$3K ﹤0.01%
242
-7,114
-97% -$111K
SQNS
3497
Sequans Communications SA
SQNS
$40.7M
$3K ﹤0.01%
40
– –
SXI icon
3498
Standex International
SXI
$3.98B
$3K ﹤0.01%
40
-27
-40% -$2.41K
TIPX icon
3499
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2.04B
$3K ﹤0.01%
197
+47
+31% +$909
TNL icon
3500
Travel + Leisure Co
TNL
$4.5B
$3K ﹤0.01%
110
-178
-62% -$7.53K
138 139
140
141 142

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.