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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMUS icon
326
T-Mobile US
TMUS
$190B
$20.1M 0.06%
122,907
+32,085
+35% +$5.22M
IWV icon
327
iShares Russell 3000 ETF
IWV
$20.3B
$19.9M 0.06%
66,324
-1,496
-2% -$427K
VTWO icon
328
Vanguard Russell 2000 ETF
VTWO
$17.9B
$19.8M 0.06%
232,632
+81,308
+54% +$6.55M
IWS icon
329
iShares Russell Mid-Cap Value ETF
IWS
$16B
$19.8M 0.06%
157,816
+22,292
+16% +$2.63M
AVDX
330
DELISTED
AvidXchange
AVDX
$19.7M 0.06%
1,500,824
+537,466
+56% +$6.45M
STKL
331
DELISTED
SunOpta
STKL
$19.6M 0.06%
2,849,927
+1,710,244
+150% +$10.6M
SRE icon
332
Sempra
SRE
$54.8B
$19.5M 0.06%
272,148
+15,350
+6% +$1.1M
VFH icon
333
Vanguard Financials ETF
VFH
$13.6B
$19.5M 0.06%
190,794
+48,748
+34% +$4.68M
KT icon
334
KT
KT
$8.81B
$19.5M 0.06%
1,392,693
-9,407
-0.7% -$130K
CNI icon
335
Canadian National Railway
CNI
$76.6B
$19.5M 0.06%
148,017
+9,665
+7% +$1.24M
PXD
336
DELISTED
Pioneer Natural Resource Co.
PXD
$19.4M 0.06%
74,070
-19,012
-20% -$4.46M
VMBS icon
337
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$19.4M 0.06%
424,962
+87,819
+26% +$4M
JQUA icon
338
JPMorgan US Quality Factor ETF
JQUA
$8.48B
$19.4M 0.06%
366,469
+84,767
+30% +$4.28M
IEI icon
339
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$19.4M 0.06%
167,109
+114,874
+220% +$13.3M
GSLC icon
340
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.5B
$19.3M 0.06%
185,628
+154,229
+491% +$15.2M
USFR icon
341
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
$19.2M 0.06%
381,176
-214,419
-36% -$10.8M
ABNB icon
342
Airbnb
ABNB
$106B
$19.2M 0.06%
116,135
+2,628
+2% +$398K
DUK icon
343
Duke Energy
DUK
$97.3B
$19.1M 0.06%
198,012
+55,397
+39% +$5.26M
GDX icon
344
VanEck Gold Miners ETF
GDX
$27.4B
$19.1M 0.06%
603,390
+212,601
+54% +$6.04M
S icon
345
SentinelOne
S
$7.34B
$19.1M 0.06%
818,184
+23,515
+3% +$614K
AGYS icon
346
Agilysys
AGYS
$3.06B
$18.7M 0.05%
221,424
+66,688
+43% +$5.39M
MRNA icon
347
Moderna
MRNA
$23.6B
$18.6M 0.05%
174,523
+4,465
+3% +$450K
SMCI icon
348
Super Micro Computer
SMCI
$20.1B
$18.6M 0.05%
+183,720
New +$13.5M
AGG icon
349
iShares Core US Aggregate Bond ETF
AGG
$138B
$18.5M 0.05%
188,992
-17,302
-8% -$1.69M
EVR icon
350
Evercore
EVR
$11.8B
$18.3M 0.05%
95,126
-4,132
-4% -$748K
12 13
14
15 16

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Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.