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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEEV icon
326
Veeva Systems
VEEV
$35.4B
$11M 0.05%
42,980
-80
-0.2% -$23.3K
LRCX icon
327
Lam Research
LRCX
$383B
$10.9M 0.05%
151,580
+5,280
+4% +$331K
TD icon
328
Toronto Dominion Bank
TD
$200B
$10.9M 0.05%
141,951
+3,735
+3% +$272K
IWS icon
329
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$10.9M 0.05%
88,717
+6,605
+8% +$789K
IJJ icon
330
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.9B
$10.8M 0.05%
97,742
+1,210
+1% +$132K
GSEW icon
331
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.94B
$10.8M 0.05%
151,245
+47,655
+46% +$3.35M
IUSV icon
332
iShares Core S&P US Value ETF
IUSV
$27.5B
$10.8M 0.05%
141,524
+113,322
+402% +$8.41M
FDN icon
333
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$10.8M 0.05%
47,586
+25,425
+115% +$6.02M
SPLK
334
DELISTED
Splunk Inc
SPLK
$10.7M 0.05%
92,857
+10,080
+12% +$1.41M
IJK icon
335
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
$10.7M 0.05%
125,903
+6,308
+5% +$529K
SPYD icon
336
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.71B
$10.7M 0.05%
255,213
+2,109
+0.8% +$86K
USMV icon
337
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
$10.7M 0.05%
132,626
-33,437
-20% -$2.59M
EFV icon
338
iShares MSCI EAFE Value ETF
EFV
$29.2B
$10.7M 0.05%
212,322
+162,199
+324% +$8.28M
VTEB icon
339
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$10.6M 0.05%
193,342
+14,279
+8% +$782K
AMP icon
340
Ameriprise Financial
AMP
$49.5B
$10.5M 0.05%
34,663
+8,359
+32% +$2.47M
IUSG icon
341
iShares Core S&P US Growth ETF
IUSG
$33.4B
$10.4M 0.05%
90,332
+48,659
+117% +$5.42M
ZION icon
342
Zions Bancorporation
ZION
$10.3B
$10.4M 0.05%
164,921
-1,310
-0.8% -$83.6K
GSK icon
343
GSK
GSK
$104B
$10.4M 0.05%
188,302
+19,256
+11% +$1M
GILD icon
344
Gilead Sciences
GILD
$162B
$10.4M 0.05%
142,703
+4,480
+3% +$309K
KMI icon
345
Kinder Morgan
KMI
$69.7B
$10.4M 0.05%
653,353
+12,064
+2% +$201K
VYM icon
346
Vanguard High Dividend Yield ETF
VYM
$82.3B
$10.3M 0.05%
92,241
+13,260
+17% +$1.44M
MRSH
347
Marsh
MRSH
$92.2B
$10.3M 0.05%
59,217
+7,511
+15% +$1.25M
XYL icon
348
Xylem
XYL
$28.2B
$10.3M 0.05%
85,826
+9,258
+12% +$1.15M
MELI icon
349
Mercado Libre
MELI
$92.8B
$10.3M 0.05%
7,610
-5,089
-40% -$7.15M
SCHP icon
350
Schwab US TIPS ETF
SCHP
$16.3B
$10.3M 0.05%
326,094
-13,850
-4% -$436K
12 13
14
15 16

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.