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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
(+2.8%)
Cap. Flow
+$264M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$141M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$85.8M |
| 3 |
Blackrock
BLK
|
+$40.3M |
| 4 |
Deere & Co
DE
|
+$28.7M |
| 5 |
Plains GP Holdings
PAGP
|
+$23.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$169M |
| 2 |
Ross Stores
ROST
|
+$86.3M |
| 3 |
Visa
V
|
+$69.3M |
| 4 |
Biogen
BIIB
|
+$53.4M |
| 5 |
CERN
Cerner Corp
CERN
|
+$45.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.92% |
| 2 | Financials | 14.94% |
| 3 | Communication Services | 12.57% |
| 4 | Technology | 11.57% |
| 5 | Industrials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Cigna
CI
$74.5B
| $1.61M | 0.02% |
10,594
-25
| -0.2% | -$4.07K |
|
|
ALTA
327
DELISTED
Altabancorp
ALTA
| $1.61M | 0.02% |
+343,236
| New | +$9.75M |
|
328
iShares US Technology ETF
IYW
$24.1B
| $1.6M | 0.02% |
31,444
-52,232
| -62% | -$2.65M |
|
329
General Mills
GIS
$19.2B
| $1.59M | 0.02% |
28,843
+2,188
| +8% | +$118K |
|
330
Phillips 66
PSX
$82.7B
| $1.56M | 0.02% |
15,274
+6,615
| +76% | +$663K |
|
331
Allison Transmission
ALSN
$9.65B
| $1.55M | 0.02% |
33,011
-10
| -0% | -$453 |
|
332
Duke Energy
DUK
$96.9B
| $1.55M | 0.02% |
16,195
-2,899
| -15% | -$264K |
|
333
Vanguard High Dividend Yield ETF
VYM
$81.4B
| $1.53M | 0.02% |
17,282
+9,082
| +111% | +$795K |
|
334
Sysco
SYY
$40.7B
| $1.49M | 0.02% |
18,705
-8,277
| -31% | -$608K |
|
335
Canadian Pacific Kansas City
CP
$79.7B
| $1.47M | 0.02% |
33,075
+1,680
| +5% | +$79K |
|
336
iShares Biotechnology ETF
IBB
$9.18B
| $1.44M | 0.02% |
14,454
+3,317
| +30% | +$347K |
|
337
Prudential
PUK
$37.4B
| $1.41M | 0.02% |
40,048
+24,085
| +151% | +$896K |
|
338
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$741M
| $1.41M | 0.02% |
30,323
-11,666
| -28% | -$531K |
|
339
CarMax
KMX
$8.29B
| $1.41M | 0.02% |
15,967
+127
| +0.8% | +$10.9K |
|
340
TJX Companies
TJX
$174B
| $1.4M | 0.02% |
25,129
-1,351
| -5% | -$73.6K |
|
341
Brookfield Renewable
BEP
$10.2B
| $1.39M | 0.02% |
64,028
+6,457
| +11% | +$126K |
|
342
Vanguard Industrials ETF
VIS
$8.27B
| $1.36M | 0.02% |
9,292
+263
| +3% | +$38K |
|
343
iShares Russell Mid-Cap ETF
IWR
$56.3B
| $1.35M | 0.02% |
24,133
+19,622
| +435% | +$1.1M |
|
|
ABB
344
DELISTED
ABB Ltd
ABB
| $1.35M | 0.02% |
68,579
+39,443
| +135% | +$752K |
|
345
VanEck Biotech ETF
BBH
$398M
| $1.34M | 0.02% |
11,340
| – | – |
|
346
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.63B
| $1.34M | 0.02% |
34,001
+10,384
| +44% | +$398K |
|
347
Verisk Analytics
VRSK
$25.1B
| $1.34M | 0.02% |
8,447
+1,126
| +15% | +$175K |
|
348
Iridium Communications
IRDM
$5.12B
| $1.32M | 0.02% |
62,260
+5,387
| +9% | +$128K |
|
349
Vanguard Morningstar Growth ETF
VUG
$225B
| $1.32M | 0.02% |
47,730
+22,968
| +93% | +$637K |
|
350
Brookfield
BN
$107B
| $1.31M | 0.02% |
69,124
+1,892
| +3% | +$34.3K |
|
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Rockefeller Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.
- Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
- Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
- Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
- Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
- Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.
Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.