We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRNT icon
3451
Ceragon Networks
CRNT
$192M
$3K ﹤0.01%
2,000
– –
CTMX icon
3452
CytomX Therapeutics
CTMX
$750M
$3K ﹤0.01%
2,349
– –
DIV icon
3453
Global X SuperDividend US ETF
DIV
$775M
$3K ﹤0.01%
216
+3
+1% +$59
DMF
3454
DELISTED
BNY Mellon Municipal Income
DMF
$3K ﹤0.01%
500
– –
DOO
3455
Bombardier Recreational Products
DOO
$4.7B
$3K ﹤0.01%
+52
New +$3.67K
DV icon
3456
DoubleVerify
DV
$2.03B
$3K ﹤0.01%
138
-48
-26% -$1.24K
DX
3457
Dynex Capital
DX
$3.17B
$3K ﹤0.01%
307
+7
+2% +$109
EBS icon
3458
Emergent Biosolutions
EBS
$229M
$3K ﹤0.01%
157
-70
-31% -$1.95K
EDOW icon
3459
First Trust Dow 30 Equal Weight ETF
EDOW
$324M
$3K ﹤0.01%
159
– –
EDU icon
3460
New Oriental
EDU
$9.24B
$3K ﹤0.01%
169
-141
-45% -$3.5K
EMHY icon
3461
iShares JPMorgan EM High Yield Bond ETF
EMHY
$636M
$3K ﹤0.01%
119
+2
+2% +$69
ENR icon
3462
Energizer
ENR
$1.5B
$3K ﹤0.01%
167
-313
-65% -$9.12K
ESRT icon
3463
Empire State Realty Trust
ESRT
$803M
$3K ﹤0.01%
544
-742
-58% -$5.51K
FPXI icon
3464
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$295M
$3K ﹤0.01%
91
– –
FTDR icon
3465
Frontdoor
FTDR
$5.78B
$3K ﹤0.01%
181
-64
-26% -$1.57K
GGRW icon
3466
Gabelli Growth Innovators ETF
GGRW
$7.7M
$3K ﹤0.01%
230
– –
GOGO icon
3467
Gogo Inc
GOGO
$432M
$3K ﹤0.01%
258
-52
-17% -$790
GPMT
3468
Granite Point Mortgage Trust
GPMT
$59.8M
$3K ﹤0.01%
+615
New +$5.83K
GTX icon
3469
Garrett Motion
GTX
$5.41B
$3K ﹤0.01%
695
-42
-6% -$288
HERO icon
3470
Global X Video Games & Esports ETF
HERO
$68.1M
$3K ﹤0.01%
195
-59
-23% -$1.23K
HIVE
3471
HIVE Digital Technologies
HIVE
$711M
$3K ﹤0.01%
800
– –
HTRB icon
3472
Hartford Total Return Bond ETF
HTRB
$2.22B
$3K ﹤0.01%
106
-3,392
-97% -$116K
HURN icon
3473
Huron Consulting
HURN
$2.42B
$3K ﹤0.01%
+47
New +$3.12K
IGRO icon
3474
iShares International Dividend Growth ETF
IGRO
$1.31B
$3K ﹤0.01%
78
-82
-51% -$4.61K
IMCG icon
3475
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.11B
$3K ﹤0.01%
60
-468
-89% -$26.1K
137 138
139
140 141

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.