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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTCT icon
3401
NETSCOUT
NTCT
$2.81B
$4K ﹤0.01%
139
-72
-34% -$2.36K
OLPX
3402
DELISTED
Olaplex Holdings
OLPX
$4K ﹤0.01%
521
+259
+99% +$3.72K
OMEX icon
3403
Odyssey Marine Exploration
OMEX
$51.3M
$4K ﹤0.01%
1,400
-2,500
-64% -$7.57K
PB icon
3404
Prosperity Bancshares
PB
$8.81B
$4K ﹤0.01%
67
-54
-45% -$3.86K
PGJ icon
3405
Invesco Golden Dragon China ETF
PGJ
$100M
$4K ﹤0.01%
+167
New +$4.91K
PKX icon
3406
POSCO
PKX
$17.7B
$4K ﹤0.01%
135
-53
-28% -$2.37K
PRLB icon
3407
Protolabs
PRLB
$2.14B
$4K ﹤0.01%
138
+98
+245% +$4.25K
PSO icon
3408
Pearson
PSO
$9.89B
$4K ﹤0.01%
597
-110
-16% -$1.09K
SCYX icon
3409
SCYNEXIS
SCYX
$51.2M
$4K ﹤0.01%
254
– –
SFBS
3410
ServisFirst Bancshares
SFBS
$4.84B
$4K ﹤0.01%
59
-54
-48% -$4.55K
SHYF
3411
DELISTED
The Shyft Group
SHYF
$4K ﹤0.01%
210
-53
-20% -$1.24K
TILE icon
3412
Interface
TILE
$2.18B
$4K ﹤0.01%
485
+285
+143% +$3.45K
TRNS icon
3413
Transcat
TRNS
$850M
$4K ﹤0.01%
61
-103
-63% -$7.12K
TSE
3414
DELISTED
Trinseo
TSE
$4K ﹤0.01%
267
-331
-55% -$10.4K
TTMI icon
3415
TTM Technologies
TTMI
$13.7B
$4K ﹤0.01%
340
-20
-6% -$288
TTSH
3416
DELISTED
Tile Shop Holdings
TTSH
$4K ﹤0.01%
1,140
– –
TUR icon
3417
iShares MSCI Turkey ETF
TUR
$217M
$4K ﹤0.01%
200
– –
VERX icon
3418
Vertex
VERX
$1.97B
$4K ﹤0.01%
354
-691
-66% -$8.76K
VIPS icon
3419
Vipshop
VIPS
$7.4B
$4K ﹤0.01%
540
-95
-15% -$946
SMC
3420
Summit Midstream
SMC
$440M
$4K ﹤0.01%
315
– –
INVX
3421
Innovex International
INVX
$2.04B
$4K ﹤0.01%
250
-1,159
-82% -$26.9K
PSTX
3422
DELISTED
Poseida Therapeutics, Inc. Common Stock
PSTX
$4K ﹤0.01%
1,250
– –
TWKS
3423
DELISTED
Thoughtworks Holding, Inc. Common Stock
TWKS
$4K ﹤0.01%
554
-237
-30% -$3.34K
HA
3424
DELISTED
Hawaiian Holdings, Inc.
HA
$4K ﹤0.01%
313
+35
+13% +$534
DNA.WS
3425
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
$4K ﹤0.01%
5,804
– –
135 136
137
138 139

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.