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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EV
3401
DELISTED
Eaton Vance Corp.
EV
– –
-223
Closed -$15K
TNAV
3402
DELISTED
Telenav Inc.
TNAV
– –
-108
Closed –
NUM
3403
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
– –
-2,596
Closed -$38K
CXO
3404
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-256
Closed -$14K
FIT
3405
DELISTED
Fitbit, Inc. Class A common stock
FIT
– –
-100
Closed –
AIG.WS
3406
DELISTED
American International Group, Inc.
AIG.WS
– –
-17
Closed –
SMMCU
3407
DELISTED
South Mountain Merger Corp. Unit
SMMCU
– –
-10,000
Closed -$184K
PE
3408
DELISTED
PARSLEY ENERGY INC
PE
– –
-40,645
Closed -$576K
WPX
3409
DELISTED
WPX Energy, Inc.
WPX
– –
-83,895
Closed -$683K
TIF
3410
DELISTED
Tiffany & Co.
TIF
– –
-874
Closed -$114K
BMY.RT
3411
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-27,724
Closed -$18K
NGHC
3412
DELISTED
National General Holdings Corp
NGHC
– –
-812
Closed -$27K
LN
3413
DELISTED
LINE Corporation
LN
– –
-38
Closed -$1K
GPOR
3414
DELISTED
Gulfport Energy Corp.
GPOR
– –
-150
Closed –
MFGP
3415
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
178
+6
+3% +$38
NLSN
3416
DELISTED
Nielsen Holdings plc
NLSN
$0 ﹤0.01%
16
+8
+100% +$189
ZGNX
3417
DELISTED
Zogenix, Inc.
ZGNX
– –
-30
Closed –
BEAT
3418
DELISTED
BioTelemetry, Inc.
BEAT
– –
-242
Closed -$17K
DISH
3419
DELISTED
DISH Network Corp.
DISH
$0 ﹤0.01%
16
-157
-91% -$5.23K
MUS
3420
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
– –
-9,500
Closed -$125K
IBTX
3421
DELISTED
Independent Bank Group, Inc.
IBTX
– –
-400
Closed -$25K
UFS
3422
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-1,592
Closed -$50K
CEO
3423
DELISTED
CNOOC Limited
CEO
– –
-81
Closed -$7K
CHL
3424
DELISTED
China Mobile Limited
CHL
– –
-2,414,479
Closed -$68.9M
STMP
3425
DELISTED
Stamps.com, Inc.
STMP
$0 ﹤0.01%
2
-5
-71% -$1.07K
134 135 136
137
138

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.