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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVH icon
3376
Evolent Health
EVH
$444M
$4K ﹤0.01%
138
-109
-44% -$3.84K
FCN icon
3377
FTI Consulting
FCN
$4.17B
$4K ﹤0.01%
27
-1
-4% -$168
FFBC icon
3378
First Financial Bancorp
FFBC
$3.53B
$4K ﹤0.01%
190
-329
-63% -$7.13K
FIZZ icon
3379
National Beverage
FIZZ
$2.91B
$4K ﹤0.01%
105
+45
+75% +$2.25K
GB
3380
DELISTED
Global Blue Group Holding
GB
$4K ﹤0.01%
+1,000
New +$4.86K
GOLF icon
3381
Acushnet Holdings
GOLF
$5.34B
$4K ﹤0.01%
103
-111
-52% -$5.33K
GXC icon
3382
State Street SPDR S&P China ETF
GXC
$486M
$4K ﹤0.01%
70
– –
HRZN icon
3383
Horizon Technology Finance
HRZN
$318M
$4K ﹤0.01%
+473
New +$5.82K
IBLC icon
3384
iShares Blockchain and Tech ETF
IBLC
$78.5M
$4K ﹤0.01%
+300
New +$5.12K
IDE
3385
Voya Infrastructure, Industrials and Materials Fund
IDE
$199M
$4K ﹤0.01%
489
+11
+2% +$108
IHD
3386
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$4K ﹤0.01%
974
-9,496
-91% -$52.6K
ITRI icon
3387
Itron
ITRI
$4.49B
$4K ﹤0.01%
101
+27
+36% +$1.34K
JBGS
3388
JBG SMITH
JBGS
$653M
$4K ﹤0.01%
252
– –
JBSS icon
3389
John B. Sanfilippo & Son
JBSS
$965M
$4K ﹤0.01%
59
-38
-39% -$2.87K
JELD icon
3390
JELD-WEN Holding
JELD
$162M
$4K ﹤0.01%
481
-232
-33% -$3.04K
JOBY.WS icon
3391
Joby Aviation Warrants
JOBY.WS
$157K
$4K ﹤0.01%
5,800
– –
KWR icon
3392
Quaker Houghton
KWR
$2.96B
$4K ﹤0.01%
30
-53
-64% -$8.69K
LSCC icon
3393
Lattice Semiconductor
LSCC
$18.2B
$4K ﹤0.01%
85
-533
-86% -$29.5K
LZB icon
3394
La-Z-Boy
LZB
$1.66B
$4K ﹤0.01%
207
-43
-17% -$1.14K
MEDP icon
3395
Medpace
MEDP
$16.8B
$4K ﹤0.01%
31
-41
-57% -$6.54K
MFG icon
3396
Mizuho Financial
MFG
$127B
$4K ﹤0.01%
1,930
-2,552
-57% -$5.93K
MRC
3397
DELISTED
MRC Global
MRC
$4K ﹤0.01%
645
-278
-30% -$2.74K
NBHC icon
3398
National Bank Holdings
NBHC
$1.91B
$4K ﹤0.01%
114
-111
-49% -$4.46K
NGVC icon
3399
Vitamin Cottage Natural Grocers
NGVC
$605M
$4K ﹤0.01%
+406
New +$6.03K
NNI icon
3400
Nelnet
NNI
$4.53B
$4K ﹤0.01%
56
-1
-2% -$87
134 135
136
137 138

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.