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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETD icon
3376
Ethan Allen Interiors
ETD
$603M
$2K ﹤0.01%
100
– –
EVGOW
3377
DELISTED
EVgo Inc Warrants
EVGOW
$2K ﹤0.01%
+1,250
New +$2.97K
EZM icon
3378
WisdomTree US MidCap Fund
EZM
$956M
$2K ﹤0.01%
40
– –
FLCA icon
3379
Franklin FTSE Canada ETF
FLCA
$830M
$2K ﹤0.01%
+71
New +$2.34K
FTDR icon
3380
Frontdoor
FTDR
$6.26B
$2K ﹤0.01%
63
– –
GPRE icon
3381
Green Plains
GPRE
$1.03B
$2K ﹤0.01%
+64
New +$2.19K
GPRO icon
3382
GoPro
GPRO
$126M
$2K ﹤0.01%
232
-871
-79% -$8.81K
GRBK icon
3383
Green Brick Partners
GRBK
$3.14B
$2K ﹤0.01%
120
– –
GSIT icon
3384
GSI Technology
GSIT
$258M
$2K ﹤0.01%
433
– –
GT icon
3385
Goodyear
GT
$1.85B
$2K ﹤0.01%
114
-154
-57% -$2.5K
HCAT icon
3386
Health Catalyst
HCAT
$128M
$2K ﹤0.01%
41
– –
HIVE
3387
HIVE Digital Technologies
HIVE
$777M
$2K ﹤0.01%
+200
New +$2.81K
IBCP icon
3388
Independent Bank Corp
IBCP
$844M
$2K ﹤0.01%
+103
New +$2.14K
ICL icon
3389
ICL Group
ICL
$6.85B
$2K ﹤0.01%
331
– –
IDT icon
3390
IDT Corp
IDT
$1.62B
$2K ﹤0.01%
+63
New +$2.94K
IEZ icon
3391
iShares US Oil Equipment & Services ETF
IEZ
$364M
$2K ﹤0.01%
170
– –
IKT icon
3392
Inhibikase Therapeutics
IKT
$388M
$2K ﹤0.01%
250
– –
INTF icon
3393
iShares International Equity Factor ETF
INTF
$3.72B
$2K ﹤0.01%
87
– –
JOE icon
3394
St. Joe Company
JOE
$3.83B
$2K ﹤0.01%
65
– –
JRVR icon
3395
James River Group Holdings
JRVR
$217M
$2K ﹤0.01%
+59
New +$2.15K
KAI icon
3396
Kadant
KAI
$3.99B
$2K ﹤0.01%
10
– –
KE
3397
Kimball Electronics
KE
$628M
$2K ﹤0.01%
+81
New +$1.85K
KIM icon
3398
Kimco Realty
KIM
$16.4B
$2K ﹤0.01%
132
-19,697
-99% -$421K
LADR
3399
Ladder Capital
LADR
$1.24B
$2K ﹤0.01%
229
-200
-47% -$2.24K
LTRX icon
3400
Lantronix
LTRX
$266M
$2K ﹤0.01%
350
– –
134 135
136
137 138

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.