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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDCO
3351
DELISTED
Patterson Companies, Inc.
PDCO
– –
-5
Closed –
VGR
3352
DELISTED
Vector Group Ltd.
VGR
– –
-121
Closed -$1K
EGRX
3353
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
– –
-19
Closed –
SILK
3354
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
$0 ﹤0.01%
11
-63
-85% -$3.5K
ATRI
3355
DELISTED
Atrion Corp
ATRI
– –
-1
Closed –
VBIV
3356
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
– –
-8
Closed –
MODN
3357
DELISTED
MODEL N, INC.
MODN
$0 ﹤0.01%
15
-40
-73% -$1.54K
TARO
3358
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
– –
-16
Closed -$1K
KNTE
3359
DELISTED
Kinnate Biopharma Inc. Common Stock
KNTE
– –
-3,260
Closed -$129K
SIEN
3360
DELISTED
Sientra, Inc.
SIEN
– –
-2,000
Closed -$77K
NSTG
3361
DELISTED
NanoString Technologies, Inc.
NSTG
– –
-60
Closed -$4K
RPT
3362
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
-48
Closed –
LTRPA
3363
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
– –
-16
Closed –
SCPL
3364
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
– –
-10,000
Closed -$138K
ARNC
3365
DELISTED
Arconic Corporation
ARNC
$0 ﹤0.01%
7
– –
TTCF
3366
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$0 ﹤0.01%
30
-650
-96% -$14.6K
PSMG
3367
DELISTED
Invesco Growth Multi-Asset Allocation ETF
PSMG
$0 ﹤0.01%
1
– –
HEXO
3368
DELISTED
HEXO Corp. Common Shares
HEXO
– –
-14
Closed –
DBD
3369
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-515
Closed -$5K
MNTV
3370
DELISTED
Momentive Global Inc. Common Stock
MNTV
$0 ﹤0.01%
24
-71
-75% -$1.6K
BBBY
3371
DELISTED
Bed Bath & Beyond Inc
BBBY
– –
-8,302
Closed -$147K
VLTA
3372
DELISTED
Volta Inc.
VLTA
– –
-9,000
Closed -$95K
ALR
3373
DELISTED
AlerisLife Inc
ALR
$0 ﹤0.01%
36
– –
TCDA
3374
DELISTED
Tricida, Inc. Common Stock
TCDA
– –
-17,063
Closed -$119K
TTM
3375
DELISTED
Tata Motors Limited
TTM
– –
-800
Closed -$10K
133 134
135
136 137

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.