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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONCY
3276
Oncolytics Biotech
ONCY
$94.7M
$6K ﹤0.01%
5,540
– –
OSCR icon
3277
Oscar Health
OSCR
$8.4B
$6K ﹤0.01%
1,400
– –
PRTA icon
3278
Prothena Corp
PRTA
$458M
$6K ﹤0.01%
99
-1
-1% -$32
PSMT icon
3279
Pricesmart
PSMT
$5.16B
$6K ﹤0.01%
108
-94
-47% -$6.08K
RLJ icon
3280
RLJ Lodging Trust
RLJ
$1.68B
$6K ﹤0.01%
599
– –
SKIL icon
3281
Skillsoft
SKIL
$86.5M
$6K ﹤0.01%
175
– –
SM icon
3282
SM Energy
SM
$7.6B
$6K ﹤0.01%
179
+38
+27% +$1.5K
SOUN icon
3283
SoundHound AI
SOUN
$3.23B
$6K ﹤0.01%
2,000
– –
TEX icon
3284
Terex
TEX
$7.84B
$6K ﹤0.01%
215
-543
-72% -$17.8K
UAVS icon
3285
AgEagle Aerial Systems
UAVS
$60.9M
$6K ﹤0.01%
13
– –
USXF icon
3286
iShares ESG Advanced MSCI USA ETF
USXF
$1.5B
$6K ﹤0.01%
225
+1
+0.4% +$31
VCYT icon
3287
Veracyte
VCYT
$3.74B
$6K ﹤0.01%
408
-331
-45% -$7.45K
VOC icon
3288
VOC Energy
VOC
$53.9M
$6K ﹤0.01%
1,000
– –
VRIG icon
3289
Invesco Variable Rate Investment Grade ETF
VRIG
$1.85B
$6K ﹤0.01%
278
– –
PRFT
3290
DELISTED
Perficient Inc
PRFT
$6K ﹤0.01%
94
-117
-55% -$9.76K
MFD
3291
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$6K ﹤0.01%
870
-6,982
-89% -$64.1K
TRHC
3292
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
$6K ﹤0.01%
1,300
+367
+39% +$1.57K
VLTA
3293
DELISTED
Volta Inc.
VLTA
$6K ﹤0.01%
5,606
+1,150
+26% +$2.33K
IRL
3294
DELISTED
NEW IRELAND FUND INC
IRL
$6K ﹤0.01%
1,050
– –
IPOD
3295
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$6K ﹤0.01%
675
+607
+893% +$6.06K
BRG
3296
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$6K ﹤0.01%
245
+2
+0.8% +$53
WMC
3297
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$6K ﹤0.01%
548
-1
-0.2% -$13
AMBP icon
3298
Ardagh Metal Packaging
AMBP
$3B
$5K ﹤0.01%
1,214
– –
AMSC icon
3299
American Superconductor
AMSC
$1.57B
$5K ﹤0.01%
1,200
– –
EFOR
3300
Everforth Inc
EFOR
$1.32B
$5K ﹤0.01%
64
-52
-45% -$5.04K
130 131
132
133 134

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.