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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITEQ icon
3251
Amplify BlueStar Israel Technology ETF
ITEQ
$119M
– –
-400
Closed -$27K
IVR icon
3252
Invesco Mortgage Capital
IVR
$805M
$0 ﹤0.01%
4
-10
-71% -$377
JBGS
3253
JBG SMITH
JBGS
$708M
$0 ﹤0.01%
+20
New +$634
JJSF icon
3254
J&J Snack Foods
JJSF
$1.71B
– –
-16
Closed -$2K
OPLN
3255
Openlane
OPLN
$4.54B
$0 ﹤0.01%
11
-58
-84% -$988
KLXE icon
3256
KLX Energy Services
KLXE
$42.3M
$0 ﹤0.01%
28
-36
-56% -$448
KMDA icon
3257
Kamada
KMDA
$419M
$0 ﹤0.01%
100
– –
KN icon
3258
Knowles
KN
$3.34B
$0 ﹤0.01%
47
-126
-73% -$2.56K
KNDI
3259
Kandi Technologies Group
KNDI
$65.5M
$0 ﹤0.01%
70
-7,044
-99% -$54K
KODK icon
3260
Kodak
KODK
$983M
– –
-100
Closed –
KRRO icon
3261
Korro Bio
KRRO
$195M
– –
-1
Closed –
LAB icon
3262
Standard BioTools
LAB
$314M
– –
-5,715
Closed -$34K
LCII icon
3263
LCI Industries
LCII
$2.65B
$0 ﹤0.01%
7
-84
-92% -$11.7K
LE icon
3264
Lands' End
LE
$403M
$0 ﹤0.01%
28
-20
-42% -$587
LEN.B icon
3265
Lennar Class B
LEN.B
$20.8B
$0 ﹤0.01%
+2
New +$133
LITE icon
3266
Lumentum
LITE
$69.3B
– –
-308
Closed -$29K
LIVN icon
3267
LivaNova
LIVN
$4.2B
– –
-6
Closed –
LXRX icon
3268
Lexicon Pharmaceuticals
LXRX
$1.1B
– –
-182
Closed –
MAXN
3269
DELISTED
Maxeon Solar Technologies
MAXN
– –
0
– –
MBIO icon
3270
Mustang Bio
MBIO
$4.55M
– –
0
– –
MERC icon
3271
Mercer International
MERC
$39.8M
$0 ﹤0.01%
32
– –
MITT
3272
TPG Mortgage Investment Trust
MITT
$225M
$0 ﹤0.01%
46
-69
-60% -$784
MNKD icon
3273
MannKind Corp
MNKD
$1.32B
$0 ﹤0.01%
200
-40
-17% -$164
MTR
3274
Mesa Royalty Trust
MTR
$5.33M
$0 ﹤0.01%
+25
New +$119
MUSA icon
3275
Murphy USA
MUSA
$9.61B
– –
-5
Closed –
129 130
131
132 133

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.