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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
(+2.8%)
Cap. Flow
-$983M
Cap. Flow
% of AUM
-4.94%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AerCap
AER
|
+$54M |
| 2 |
JPMorgan Chase
JPM
|
+$45.5M |
| 3 |
American Express
AXP
|
+$44.9M |
| 4 |
Meta Platforms (Facebook)
META
|
+$42.9M |
| 5 |
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
|
+$39.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Medtronic
MDT
|
+$94.1M |
| 2 |
Reinsurance Group of America
RGA
|
+$89.9M |
| 3 |
Netflix
NFLX
|
+$81M |
| 4 |
Eli Lilly
LLY
|
+$76.3M |
| 5 |
Globe Life
GL
|
+$72.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.17% |
| 2 | Financials | 13.41% |
| 3 | Healthcare | 10.42% |
| 4 | Industrials | 6.36% |
| 5 | Consumer Discretionary | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Vertex Pharmaceuticals
VRTX
$125B
| $13.7M | 0.07% |
47,544
-241
| -0.5% | -$73.5K |
|
302
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
| $13.7M | 0.07% |
30,830
-3,393
| -10% | -$1.5M |
|
303
Ecolab
ECL
$79.7B
| $13.6M | 0.07% |
93,484
+742
| +0.8% | +$109K |
|
304
WisdomTree US MidCap Dividend Fund
DON
$4.09B
| $13.5M | 0.07% |
328,762
+49,739
| +18% | +$2.06M |
|
305
Dover
DOV
$28.5B
| $13.5M | 0.07% |
99,820
-10,226
| -9% | -$1.36M |
|
306
DexCom
DXCM
$31.8B
| $13.5M | 0.07% |
119,182
+1,707
| +1% | +$187K |
|
307
Vanguard Financials ETF
VFH
$13.6B
| $13.5M | 0.07% |
162,868
-5,051
| -3% | -$417K |
|
308
General Motors
GM
$76.9B
| $13.5M | 0.07% |
400,509
+81,534
| +26% | +$3.01M |
|
309
First Trust Dorsey Wright Focus 5 ETF
FV
$3.76B
| $13.3M | 0.07% |
286,754
+22,885
| +9% | +$1.07M |
|
310
iShares MBS ETF
MBB
$39B
| $13.3M | 0.07% |
143,691
-22,569
| -14% | -$2.08M |
|
311
Restaurant Brands International
QSR
$25.8B
| $13.3M | 0.07% |
205,639
-5,154
| -2% | -$317K |
|
312
Philip Morris
PM
$295B
| $13.3M | 0.07% |
131,333
+22,784
| +21% | +$2.15M |
|
313
Arch Capital
ACGL
$33.8B
| $13.3M | 0.07% |
211,303
-168,705
| -44% | -$9.42M |
|
314
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
| $13.2M | 0.07% |
158,378
+17,704
| +13% | +$1.49M |
|
315
Lam Research
LRCX
$386B
| $13.2M | 0.07% |
314,040
+155,390
| +98% | +$6.5M |
|
316
Invesco Preferred ETF
PGX
$3.79B
| $13M | 0.07% |
1,165,547
+191,184
| +20% | +$2.21M |
|
317
iShares MSCI EAFE Value ETF
EFV
$29.4B
| $12.9M | 0.06% |
280,915
+191,211
| +213% | +$8.3M |
|
318
Vanguard Morningstar Large-Cap ETF
VV
$54.2B
| $12.8M | 0.06% |
73,426
+4,670
| +7% | +$819K |
|
319
iShares Biotechnology ETF
IBB
$9.71B
| $12.7M | 0.06% |
96,842
+13,574
| +16% | +$1.75M |
|
320
iShares Russell Mid-Cap Value ETF
IWS
$16B
| $12.7M | 0.06% |
120,273
+16,593
| +16% | +$1.74M |
|
321
Duke Energy
DUK
$97.5B
| $12.7M | 0.06% |
122,931
+41,379
| +51% | +$3.97M |
|
322
Progressive
PGR
$125B
| $12.6M | 0.06% |
97,411
+9,943
| +11% | +$1.26M |
|
323
Dollar General
DG
$28B
| $12.5M | 0.06% |
50,934
+782
| +2% | +$193K |
|
324
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
| $12.5M | 0.06% |
195,412
+11,476
| +6% | +$712K |
|
|
XIFR
325
XPLR Infrastructure LP
XIFR
$1.08B
| $12.5M | 0.06% |
178,073
-1,570
| -0.9% | -$118K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2022 Portfolio in Review
As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.
- Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
- Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
- Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
- Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.