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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
(+24%)
Cap. Flow
+$1B
Cap. Flow
% of AUM
7.59%
Top 10 Holdings %
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$120M |
| 2 |
Globe Life
GL
|
+$115M |
| 3 |
MPT
Medical Properties Trust
MPT
|
+$91.5M |
| 4 |
Arch Capital
ACGL
|
+$69.2M |
| 5 |
Amazon
AMZN
|
+$45.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$138M |
| 2 |
GSK
GSK
|
+$98.7M |
| 3 |
Crown Holdings
CCK
|
+$92.3M |
| 4 |
American Water Works
AWK
|
+$54M |
| 5 |
SolarEdge
SEDG
|
+$45.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.64% |
| 2 | Financials | 15.05% |
| 3 | Healthcare | 13.07% |
| 4 | Consumer Discretionary | 9.61% |
| 5 | Communication Services | 7.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
iShares MSCI Japan ETF
EWJ
$23B
| $5.72M | 0.04% |
84,716
+2,208
| +3% | +$139K |
|
302
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
| $5.69M | 0.04% |
68,725
-1,303
| -2% | -$98.3K |
|
303
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
| $5.69M | 0.04% |
111,984
+13,357
| +14% | +$678K |
|
304
Brookfield Renewable
BEP
$9.96B
| $5.68M | 0.04% |
131,606
+37,260
| +39% | +$1.43M |
|
305
Sanofi
SNY
$104B
| $5.64M | 0.04% |
116,160
+53,807
| +86% | +$2.65M |
|
306
GE Aerospace
GE
$384B
| $5.63M | 0.04% |
104,615
+3,114
| +3% | +$140K |
|
307
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
| $5.58M | 0.04% |
168,844
+58,011
| +52% | +$1.92M |
|
308
Philips
PHG
$26.1B
| $5.56M | 0.04% |
126,676
+32,993
| +35% | +$1.36M |
|
309
iShares Silver Trust
SLV
$30.7B
| $5.54M | 0.04% |
225,697
+92,613
| +70% | +$2.11M |
|
310
HEICO Corp
HEI
$51.4B
| $5.47M | 0.04% |
41,338
+278
| +0.7% | +$33.9K |
|
311
Baxter International
BAX
$14.2B
| $5.43M | 0.04% |
67,721
+6,942
| +11% | +$550K |
|
|
BBL
312
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
| $5.42M | 0.04% |
102,281
+12,485
| +14% | +$573K |
|
313
Invesco Senior Loan ETF
BKLN
$6.81B
| $5.41M | 0.04% |
242,761
-16,462
| -6% | -$361K |
|
314
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
| $5.34M | 0.04% |
96,867
+3,819
| +4% | +$210K |
|
315
Verisk Analytics
VRSK
$25B
| $5.33M | 0.04% |
25,676
+7,774
| +43% | +$1.51M |
|
316
Sony
SONY
$138B
| $5.28M | 0.04% |
261,000
-9,770
| -4% | -$170K |
|
317
Itron
ITRI
$4.54B
| $5.17M | 0.04% |
53,924
+19,066
| +55% | +$1.47M |
|
318
First Trust Capital Strength ETF
FTCS
$7.95B
| $5.16M | 0.04% |
76,421
+6,190
| +9% | +$405K |
|
319
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
| $5.14M | 0.04% |
112,563
+95,912
| +576% | +$4.31M |
|
320
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| $5.1M | 0.04% |
82,770
-1,758
| -2% | -$109K |
|
321
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
| $5.08M | 0.04% |
23,953
+1,391
| +6% | +$281K |
|
322
Vodafone
VOD
$37.4B
| $5.05M | 0.04% |
346,836
+194,783
| +128% | +$3.05M |
|
323
Nice
NICE
$5.97B
| $5.05M | 0.04% |
17,808
+11,767
| +195% | +$2.86M |
|
324
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $5.03M | 0.04% |
60,476
+3,067
| +5% | +$254K |
|
325
Intuit
INTU
$89B
| $5.02M | 0.04% |
13,218
+6,321
| +92% | +$2.22M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2020 Portfolio in Review
As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.
- Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
- Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
- Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
- Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
- Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
- Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
- Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.
Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.