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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
(-5%)
Cap. Flow
+$1.41B
Cap. Flow
% of AUM
18.48%
Top 10 Holdings %
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$276M |
| 2 |
Verizon
VZ
|
+$238M |
| 3 |
GSK
GSK
|
+$162M |
| 4 |
Willis Towers Watson
WTW
|
+$146M |
| 5 |
Walt Disney
DIS
|
+$122M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Southwest Airlines
LUV
|
+$166M |
| 2 |
Royal Caribbean
RCL
|
+$140M |
| 3 |
CVS Health
CVS
|
+$94M |
| 4 |
Reinsurance Group of America
RGA
|
+$90M |
| 5 |
CMA
Comerica
CMA
|
+$83.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.47% |
| 2 | Healthcare | 17.24% |
| 3 | Communication Services | 13.96% |
| 4 | Financials | 13.7% |
| 5 | Consumer Discretionary | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
iShares Biotechnology ETF
IBB
$9.77B
| $2.61M | 0.03% |
24,216
+2,994
| +14% | +$345K |
|
302
CSX Corp
CSX
$93.1B
| $2.6M | 0.03% |
136,233
-3,387
| -2% | -$79.1K |
|
303
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
| $2.6M | 0.03% |
20,989
+2,085
| +11% | +$289K |
|
304
Netflix
NFLX
$309B
| $2.54M | 0.03% |
67,780
+23,350
| +53% | +$826K |
|
305
Vanguard Consumer Discretionary ETF
VCR
$6.33B
| $2.46M | 0.03% |
16,899
+4,408
| +35% | +$790K |
|
306
NetEase
NTES
$84.7B
| $2.45M | 0.03% |
38,220
+5,650
| +17% | +$372K |
|
307
iShares MSCI ACWI ex US ETF
ACWX
$11.8B
| $2.43M | 0.03% |
64,502
+55,591
| +624% | +$2.5M |
|
308
SS&C Technologies
SSNC
$18.6B
| $2.34M | 0.03% |
53,448
+51,874
| +3,296% | +$2.93M |
|
309
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $2.34M | 0.03% |
28,457
-3,740
| -12% | -$304K |
|
310
iShares US Home Construction ETF
ITB
$2.35B
| $2.3M | 0.03% |
79,548
+69
| +0.1% | +$2.96K |
|
311
Fidelity National Information Services
FIS
$22.1B
| $2.3M | 0.03% |
18,872
+12,039
| +176% | +$1.67M |
|
312
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
| $2.29M | 0.03% |
23,707
+1,358
| +6% | +$150K |
|
313
Cigna
CI
$74.6B
| $2.29M | 0.03% |
12,915
+1,879
| +17% | +$364K |
|
314
Northern Trust
NTRS
$33.9B
| $2.28M | 0.03% |
30,206
+21,947
| +266% | +$2.01M |
|
315
iShares Russell Mid-Cap ETF
IWR
$57.4B
| $2.27M | 0.03% |
52,554
+5,816
| +12% | +$320K |
|
|
ALTA
316
DELISTED
Altabancorp
ALTA
| $2.26M | 0.03% |
117,312
-45,000
| -28% | -$1.13M |
|
317
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
| $2.26M | 0.03% |
17,547
+8,635
| +97% | +$1.34M |
|
318
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.6B
| $2.26M | 0.03% |
87,237
+87,190
| +185,511% | +$2.47M |
|
319
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
| $2.24M | 0.03% |
36,874
+32,214
| +691% | +$2.35M |
|
320
iShares National Muni Bond ETF
MUB
$45.5B
| $2.24M | 0.03% |
19,802
-499
| -2% | -$57K |
|
321
Aramark
ARMK
$14.7B
| $2.21M | 0.03% |
152,876
-4,363
| -3% | -$115K |
|
322
Rockwell Automation
ROK
$49B
| $2.2M | 0.03% |
14,578
+2,420
| +20% | +$449K |
|
323
Brookfield Renewable
BEP
$9.96B
| $2.16M | 0.03% |
95,195
+7,694
| +9% | +$195K |
|
324
ASML
ASML
$669B
| $2.14M | 0.03% |
8,174
+5,687
| +229% | +$1.62M |
|
325
Unilever
UL
$136B
| $2.13M | 0.03% |
37,485
+1,798
| +5% | +$113K |
|
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NAMI
Rockefeller Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.
- Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
- Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
- Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
- Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
- Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
- Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
- Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.
Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.