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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.49%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$8.02B
AUM Growth
+$650M
Cap. Flow
+$77.3M
Cap. Flow %
0.96%
Top 10 Hldgs %
26.33%
Holding
2,317
New
388
Increased
843
Reduced
473
Closed
226

Top Buys

Rank Stock Value
1
AFL icon
Aflac
AFL
+$91M
2
ALL icon
Allstate
ALL
+$38.3M
3
WBA
Walgreens Boots Alliance
WBA
+$34M
4
CHL
China Mobile Limited
CHL
+$31M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$29M

Top Sells

Rank Stock Value
1
UAL icon
United Airlines
UAL
+$72.5M
2
RGA icon
Reinsurance Group of America
RGA
+$50.4M
3
PGR icon
Progressive
PGR
+$45M
4
PAGP icon
Plains GP Holdings
PAGP
+$43.7M
5
EOG icon
EOG Resources
EOG
+$38.1M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Financials 15.11%
3 Technology 12.37%
4 Communication Services 11.95%
5 Consumer Discretionary 8.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RJF icon
301
Raymond James Financial
RJF
$34.1B
$2.61M 0.03%
43,758
+1,621
+4% +$93.6K
BSV icon
302
Vanguard Short-Term Bond ETF
BSV
$44.6B
$2.6M 0.03%
32,197
+8,247
+34% +$666K
EMB icon
303
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$2.56M 0.03%
22,349
+633
+3% +$71.5K
IBB icon
304
iShares Biotechnology ETF
IBB
$9.18B
$2.56M 0.03%
21,222
+6,768
+47% +$755K
GER
305
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$2.54M 0.03%
+65,500
New +$2.59M
RNR icon
306
RenaissanceRe
RNR
$13.4B
$2.53M 0.03%
12,900
– –
XLRE icon
307
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.63B
$2.52M 0.03%
65,293
+31,292
+92% +$1.21M
XYL icon
308
Xylem
XYL
$27.8B
$2.52M 0.03%
32,005
-6,753
-17% -$526K
CFA icon
309
VictoryShares US 500 Volatility Wtd ETF
CFA
$543M
$2.5M 0.03%
44,366
-276
-0.6% -$15K
IJJ icon
310
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.91B
$2.49M 0.03%
29,154
+21,106
+262% +$1.73M
ROK icon
311
Rockwell Automation
ROK
$53.5B
$2.46M 0.03%
12,158
+770
+7% +$143K
HUM icon
312
Humana
HUM
$45B
$2.38M 0.03%
6,504
-36
-0.6% -$11.4K
VO icon
313
Vanguard Morningstar Mid-Cap ETF
VO
$108B
$2.38M 0.03%
53,428
+4,172
+8% +$179K
DFS
314
DELISTED
Discover Financial Services
DFS
$2.38M 0.03%
28,019
-205
-0.7% -$16.9K
VCR icon
315
Vanguard Consumer Discretionary ETF
VCR
$6.28B
$2.37M 0.03%
12,491
-422
-3% -$77.2K
MET icon
316
MetLife
MET
$62B
$2.34M 0.03%
45,871
+5
+0% +$241
BN icon
317
Brookfield
BN
$107B
$2.33M 0.03%
112,880
+43,756
+63% +$872K
ALSN icon
318
Allison Transmission
ALSN
$9.65B
$2.32M 0.03%
48,011
+15,000
+45% +$697K
MUB icon
319
iShares National Muni Bond ETF
MUB
$45.2B
$2.31M 0.03%
20,301
+995
+5% +$113K
ITM icon
320
VanEck Intermediate Muni ETF
ITM
$2.14B
$2.3M 0.03%
45,717
-10,000
-18% -$502K
UL icon
321
Unilever
UL
$137B
$2.29M 0.03%
35,687
-24,333
-41% -$1.62M
TT icon
322
Trane Technologies
TT
$101B
$2.26M 0.03%
16,986
+1,766
+12% +$224K
CI icon
323
Cigna
CI
$74.5B
$2.26M 0.03%
11,036
+442
+4% +$81K
MDY icon
324
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.7B
$2.25M 0.03%
6,000
+89
+2% +$32.2K
GHY
325
PGIM Global High Yield Fund
GHY
$477M
$2.24M 0.03%
+148,963
New +$2.16M
11 12
13
14 15

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Rockefeller Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Rockefeller Capital Management held 2,317 positions worth $8.02B, up 8.8% from $7.37B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Capital Management's Q4 2019 filing shows 388 new, 843 increased, 473 reduced and 226 closed positions. Its largest new stake was TPI Composites: 599,797 shares worth $11.1M. The largest sale was United Airlines, an estimated $72.5M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, up from 17% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Capital Management's largest Q4 2019 buy was TPI Composites: 599,797 shares worth $11.1M.
  • Rockefeller Capital Management added most to Aflac in Q4 2019, an estimated $91M increase.
  • Rockefeller Capital Management's biggest Q4 2019 reduction was United Airlines, cutting an estimated $72.5M.
  • Rockefeller Capital Management fully exited Medidata Solutions, Inc. in Q4 2019, selling an estimated $31.7M.
  • Rockefeller Capital Management's ten largest holdings make up 26% of its $8.02B portfolio in Q4 2019.
  • Rockefeller Capital Management opened 388 new positions and closed 226 in Q4 2019.
  • Rockefeller Capital Management's portfolio value rose 8.8% quarter-over-quarter to $8.02B.

Based on Rockefeller Capital Management's 13F filing for Q4 2019, filed 7 Feb 2020.