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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
(+2.8%)
Cap. Flow
+$264M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$141M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$85.8M |
| 3 |
Blackrock
BLK
|
+$40.3M |
| 4 |
Deere & Co
DE
|
+$28.7M |
| 5 |
Plains GP Holdings
PAGP
|
+$23.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$169M |
| 2 |
Ross Stores
ROST
|
+$86.3M |
| 3 |
Visa
V
|
+$69.3M |
| 4 |
Biogen
BIIB
|
+$53.4M |
| 5 |
CERN
Cerner Corp
CERN
|
+$45.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.92% |
| 2 | Financials | 14.94% |
| 3 | Communication Services | 12.57% |
| 4 | Technology | 11.57% |
| 5 | Industrials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Vanguard Financials ETF
VFH
$13.6B
| $1.92M | 0.03% |
27,384
+15,534
| +131% | +$1.07M |
|
302
Baxter International
BAX
$14.5B
| $1.9M | 0.03% |
21,675
+10,047
| +86% | +$858K |
|
303
Rockwell Automation
ROK
$53.5B
| $1.88M | 0.03% |
11,388
-203
| -2% | -$32.1K |
|
304
Trane Technologies
TT
$101B
| $1.88M | 0.03% |
15,220
-173
| -1% | -$21.1K |
|
305
Western Midstream Partners
WES
$19.3B
| $1.87M | 0.03% |
75,122
-24,480
| -25% | -$651K |
|
306
State Street Technology Select Sector SPDR ETF
XLK
$117B
| $1.82M | 0.02% |
45,286
+38,818
| +600% | +$1.55M |
|
307
Alcon
ALC
$34.2B
| $1.82M | 0.02% |
31,202
+14,908
| +91% | +$894K |
|
308
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.72B
| $1.8M | 0.02% |
1,185
| – | – |
|
309
Universal Display
OLED
$3.67B
| $1.78M | 0.02% |
10,577
+8,229
| +350% | +$1.65M |
|
310
Enbridge
ENB
$118B
| $1.76M | 0.02% |
50,214
+634
| +1% | +$21.9K |
|
311
Brixmor Property Group
BRX
$9.68B
| $1.72M | 0.02% |
84,897
-5,434
| -6% | -$102K |
|
312
iShares Gold Trust
IAU
$62.9B
| $1.72M | 0.02% |
61,018
-28,849
| -32% | -$814K |
|
313
NVIDIA
NVDA
$5.01T
| $1.72M | 0.02% |
394,680
+109,200
| +38% | +$459K |
|
314
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $1.71M | 0.02% |
19,105
+895
| +5% | +$79.3K |
|
315
Essential Utilities
WTRG
$11B
| $1.71M | 0.02% |
38,074
+4,178
| +12% | +$179K |
|
316
Dow Inc
DOW
$21.6B
| $1.69M | 0.02% |
35,412
+12,738
| +56% | +$596K |
|
317
Williams Companies
WMB
$86.1B
| $1.68M | 0.02% |
69,816
-12,575
| -15% | -$317K |
|
318
Humana
HUM
$45B
| $1.67M | 0.02% |
6,540
-250
| -4% | -$70.1K |
|
319
Incyte
INCY
$24B
| $1.67M | 0.02% |
22,494
+137
| +0.6% | +$11.1K |
|
320
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.66B
| $1.66M | 0.02% |
31,715
| – | – |
|
321
Ally Financial
ALLY
$13.4B
| $1.66M | 0.02% |
49,994
-3,060
| -6% | -$99.2K |
|
322
VictoryShares US Large Cap High Div Volatility Wtd ETF
CDL
$402M
| $1.64M | 0.02% |
34,221
+2,393
| +8% | +$112K |
|
323
PayPal
PYPL
$49.5B
| $1.64M | 0.02% |
15,819
+1,880
| +13% | +$207K |
|
324
Digital Realty Trust
DLR
$70.7B
| $1.64M | 0.02% |
12,606
-1,518
| -11% | -$185K |
|
325
SLB Ltd
SLB
$73.2B
| $1.63M | 0.02% |
47,766
+35,858
| +301% | +$1.31M |
|
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Rockefeller Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.
- Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
- Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
- Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
- Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
- Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.
Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.