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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-13.79%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$5.71B
AUM Growth
-$882M
(-13%)
Cap. Flow
+$87.1M
Cap. Flow
% of AUM
1.53%
Top 10 Holdings %
Top 10 Hldgs %
29.56%
Holding
945
New
191
Increased
229
Reduced
128
Closed
35
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$39.9M |
| 2 |
Meta Platforms (Facebook)
META
|
+$32.6M |
| 3 |
ONC
BeOne Medicines Ltd
ONC
|
+$27.1M |
| 4 |
Charter Communications
CHTR
|
+$24.8M |
| 5 |
Royal Caribbean
RCL
|
+$23.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SHPG
Shire pic
SHPG
|
+$87M |
| 2 |
Nike
NKE
|
+$76.2M |
| 3 |
TSMC
TSM
|
+$49.6M |
| 4 |
United Airlines
UAL
|
+$32M |
| 5 |
American Water Works
AWK
|
+$30.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 21.35% |
| 2 | Financials | 17.15% |
| 3 | Communication Services | 12.3% |
| 4 | Consumer Discretionary | 11.48% |
| 5 | Technology | 9.5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
Intercontinental Exchange
ICE
$85B
| $590K | 0.01% |
7,835
+7,550
| +2,649% | +$579K |
|
302
Quest Diagnostics
DGX
$25.7B
| $583K | 0.01% |
7,000
-6,654
| -49% | -$624K |
|
303
Yum! Brands
YUM
$40.7B
| $578K | 0.01% |
6,292
+2,222
| +55% | +$199K |
|
304
iShares MSCI ACWI ex US ETF
ACWX
$11.5B
| $573K | 0.01% |
+13,644
| New | +$602K |
|
305
American Electric Power
AEP
$69.4B
| $570K | 0.01% |
7,627
+22
| +0.3% | +$1.65K |
|
306
W.W. Grainger
GWW
$64.5B
| $565K | 0.01% |
2,000
| – | – |
|
307
Iridium Communications
IRDM
$5.07B
| $565K | 0.01% |
30,608
+1,787
| +6% | +$36.7K |
|
308
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
| $560K | 0.01% |
5,710
| – | – |
|
|
RDUS
309
DELISTED
Radius Health, Inc.
RDUS
| $556K | 0.01% |
+33,737
| New | +$568K |
|
310
Zimmer Biomet
ZBH
$18.6B
| $547K | 0.01% |
5,433
-3,992
| -42% | -$449K |
|
311
Mohawk Industries
MHK
$7.96B
| $539K | 0.01% |
4,606
+3,880
| +534% | +$518K |
|
312
Targa Resources
TRGP
$56.9B
| $536K | 0.01% |
14,876
+14,520
| +4,079% | +$703K |
|
313
TJX Companies
TJX
$172B
| $528K | 0.01% |
11,810
+1,290
| +12% | +$65.2K |
|
314
Invesco Variable Rate Preferred ETF
VRP
$3.01B
| $526K | 0.01% |
+23,054
| New | +$552K |
|
315
Sysco
SYY
$39.3B
| $523K | 0.01% |
8,364
-36
| -0.4% | -$2.43K |
|
|
TGI
316
DELISTED
Triumph Group
TGI
| $523K | 0.01% |
45,490
-291,020
| -86% | -$5.06M |
|
317
Palo Alto Networks
PANW
$280B
| $520K | 0.01% |
+16,572
| New | +$517K |
|
318
IQVIA
IQV
$38.3B
| $518K | 0.01% |
4,459
| – | – |
|
|
GG
319
DELISTED
Goldcorp Inc
GG
| $512K | 0.01% |
52,267
| – | – |
|
|
TPIC
320
DELISTED
TPI Composites
TPIC
| $511K | 0.01% |
+20,770
| New | +$528K |
|
321
Jazz Pharmaceuticals
JAZZ
$15.8B
| $503K | 0.01% |
+4,060
| New | +$602K |
|
322
Zoetis
ZTS
$32.7B
| $503K | 0.01% |
5,887
| – | – |
|
323
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
| $498K | 0.01% |
+11,140
| New | +$518K |
|
|
CHX
324
DELISTED
ChampionX
CHX
| $494K | 0.01% |
18,225
| – | – |
|
|
XEC
325
DELISTED
CIMAREX ENERGY CO
XEC
| $493K | 0.01% |
8,000
+2,000
| +33% | +$164K |
|
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Rockefeller Capital Management's Q4 2018 Portfolio in Review
As of Q4 2018, Rockefeller Capital Management held 945 positions worth $5.71B, down 13% from $6.59B the previous quarter. Its ten largest holdings account for 30% of the portfolio.
Rockefeller Capital Management's Q4 2018 filing shows 191 new, 229 increased, 128 reduced and 35 closed positions. Its largest new stake was iShares US Regional Banks ETF: 503,053 shares worth $20M. The largest sale was Shire pic, an estimated $87M.
By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 22% a quarter earlier, followed by Financials and Communication Services.
- Rockefeller Capital Management's largest Q4 2018 buy was iShares US Regional Banks ETF: 503,053 shares worth $20M.
- Rockefeller Capital Management added most to Amazon in Q4 2018, an estimated $39.9M increase.
- Rockefeller Capital Management's biggest Q4 2018 reduction was Shire pic, cutting an estimated $87M.
- Rockefeller Capital Management fully exited Express Scripts Holding Company in Q4 2018, selling an estimated $1.9M.
- Rockefeller Capital Management's ten largest holdings make up 30% of its $5.71B portfolio in Q4 2018.
- Rockefeller Capital Management opened 191 new positions and closed 35 in Q4 2018.
- Rockefeller Capital Management's portfolio value fell 13% quarter-over-quarter to $5.71B.
Based on Rockefeller Capital Management's 13F filing for Q4 2018, filed 12 Feb 2019.