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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PXE icon
3176
Invesco Energy Exploration & Production ETF
PXE
$85.5M
$8K ﹤0.01%
308
-497
-62% -$14.1K
PXI icon
3177
Invesco Dorsey Wright Energy Momentum ETF
PXI
$54M
$8K ﹤0.01%
204
+3
+1% +$124
SABA
3178
Saba Capital Income & Opportunities Fund II
SABA
$222M
$8K ﹤0.01%
1,021
-549
-35% -$4.97K
SAIA icon
3179
Saia
SAIA
$9.5B
$8K ﹤0.01%
44
-52
-54% -$11K
SUN icon
3180
Sunoco
SUN
$13.7B
$8K ﹤0.01%
226
+4
+2% +$157
TGI
3181
DELISTED
Triumph Group
TGI
$8K ﹤0.01%
1,039
-68
-6% -$889
THO icon
3182
Thor Industries
THO
$4.22B
$8K ﹤0.01%
127
-242
-66% -$19.8K
UCTT
3183
Ultra Clean Holdings
UCTT
$3.81B
$8K ﹤0.01%
327
-41
-11% -$1.25K
ULBI icon
3184
Ultralife
ULBI
$119M
$8K ﹤0.01%
1,850
– –
USPH icon
3185
US Physical Therapy
USPH
$1.23B
$8K ﹤0.01%
111
-97
-47% -$9.33K
UTI icon
3186
Universal Technical Institute
UTI
$1.45B
$8K ﹤0.01%
1,500
– –
VSAT icon
3187
Viasat
VSAT
$11.7B
$8K ﹤0.01%
288
+68
+31% +$2.28K
WNDY
3188
DELISTED
Global X Wind Energy ETF
WNDY
$8K ﹤0.01%
500
– –
XLSR icon
3189
State Street US Sector Rotation ETF
XLSR
$1.05B
$8K ﹤0.01%
+249
New +$9.92K
TUP
3190
DELISTED
Tupperware Brands Corporation
TUP
$8K ﹤0.01%
1,276
+806
+171% +$7.25K
NWLI
3191
DELISTED
National Western Life Group, Inc. Class A
NWLI
$8K ﹤0.01%
50
-8
-14% -$1.56K
SNCE
3192
DELISTED
Science 37 Holdings, Inc. Common Stock
SNCE
$8K ﹤0.01%
+250
New +$9.27K
MDRX
3193
DELISTED
Veradigm Inc. Common Stock
MDRX
$8K ﹤0.01%
573
-1,219
-68% -$19.7K
SLGC
3194
DELISTED
SomaLogic, Inc. Class A Common Stock
SLGC
$8K ﹤0.01%
2,800
+2,500
+833% +$10.5K
FTCH
3195
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$8K ﹤0.01%
1,206
+1,026
+570% +$9.11K
AIQ icon
3196
Global X Artificial Intelligence & Technology ETF
AIQ
$10.2B
$7K ﹤0.01%
400
– –
ALE
3197
DELISTED
Allete
ALE
$7K ﹤0.01%
174
-111
-39% -$6.6K
ARWR icon
3198
Arrowhead Research
ARWR
$12.7B
$7K ﹤0.01%
217
-1,123
-84% -$45.3K
ATI icon
3199
ATI
ATI
$31.1B
$7K ﹤0.01%
292
+25
+9% +$696
BITQ icon
3200
Bitwise Crypto Industry Innovators ETF
BITQ
$375M
$7K ﹤0.01%
1,141
+1,067
+1,442% +$8.03K
126 127
128
129 130

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.