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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNW
3126
DELISTED
Light & Wonder
LNW
$9K ﹤0.01%
220
+51
+30% +$2.52K
LOPP icon
3127
Gabelli Love Our Planet & People ETF
LOPP
$15.3M
$9K ﹤0.01%
393
– –
MITK icon
3128
Mitek Systems
MITK
$836M
$9K ﹤0.01%
1,000
– –
NANR icon
3129
State Street SPDR S&P North American Natural Resources ETF
NANR
$808M
$9K ﹤0.01%
191
– –
NVX
3130
NOVONIX
NVX
$111M
$9K ﹤0.01%
2,000
+1,000
+100% +$6.67K
PRGS icon
3131
Progress Software
PRGS
$1.76B
$9K ﹤0.01%
229
-100
-30% -$4.62K
ROG icon
3132
Rogers Corp
ROG
$2.41B
$9K ﹤0.01%
41
-24
-37% -$6.21K
ROIV icon
3133
Roivant Sciences
ROIV
$25.5B
$9K ﹤0.01%
3,000
– –
RULE icon
3134
Adaptive Core ETF
RULE
$15.8M
$9K ﹤0.01%
+489
New +$9.8K
SJT
3135
San Juan Basin Royalty Trust
SJT
$125M
$9K ﹤0.01%
+1,055
New +$12.4K
TEF
3136
DELISTED
Telefonica
TEF
$9K ﹤0.01%
2,990
+105
+4% +$445
UFCS icon
3137
United Fire Group
UFCS
$1.39B
$9K ﹤0.01%
325
-4
-1% -$123
WF icon
3138
Woori Financial
WF
$17.1B
$9K ﹤0.01%
432
+236
+120% +$6.2K
WPP icon
3139
WPP
WPP
$5.8B
$9K ﹤0.01%
264
-109
-29% -$5.12K
ZYME icon
3140
Zymeworks
ZYME
$1.72B
$9K ﹤0.01%
1,500
-1,387
-48% -$8.36K
ALTR
3141
DELISTED
Altair Engineering Inc
ALTR
$9K ﹤0.01%
220
+211
+2,344% +$11.1K
CACG
3142
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
$9K ﹤0.01%
278
-171
-38% -$6.54K
ROCC
3143
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
$9K ﹤0.01%
304
-40
-12% -$1.41K
POSH
3144
DELISTED
Poshmark, Inc. Class A Common Stock
POSH
$9K ﹤0.01%
600
– –
RADA
3145
DELISTED
Rada Electronic Industries Ltd
RADA
$9K ﹤0.01%
935
– –
PFTAU
3146
DELISTED
Perception Capital Corp. III Unit
PFTAU
$9K ﹤0.01%
1,001
– –
AGEN
3147
Agenus
AGEN
$296M
$8K ﹤0.01%
204
– –
ALKS icon
3148
Alkermes
ALKS
$8.29B
$8K ﹤0.01%
386
+33
+9% +$858
BANC icon
3149
Banc of California
BANC
$3.08B
$8K ﹤0.01%
516
+50
+11% +$871
BANR icon
3150
Banner Corp
BANR
$2.47B
$8K ﹤0.01%
147
-89
-38% -$5.37K
124 125
126
127 128

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.