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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIN
3076
Aberdeen Intermediate Income Fund
MIN
$280M
$10K ﹤0.01%
3,600
-3,747
-51% -$10.9K
MLAB icon
3077
Mesa Laboratories
MLAB
$612M
$10K ﹤0.01%
78
+70
+875% +$12.8K
MTH icon
3078
Meritage Homes
MTH
$4.8B
$10K ﹤0.01%
290
-110
-28% -$4.45K
NIU
3079
Niu Technologies
NIU
$158M
$10K ﹤0.01%
2,500
– –
PCF
3080
High Income Securities Fund
PCF
$101M
$10K ﹤0.01%
1,500
-341
-19% -$2.53K
PEB icon
3081
Pebblebrook Hotel Trust
PEB
$2.01B
$10K ﹤0.01%
704
-741
-51% -$13.3K
R icon
3082
Ryder
R
$10B
$10K ﹤0.01%
144
-96
-40% -$7.3K
SCHC icon
3083
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$10K ﹤0.01%
364
– –
SCHZ icon
3084
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$10K ﹤0.01%
482
+2
+0.4% +$48
QVMT
3085
Invesco S&P 500 Concentrated QVM ETF
QVMT
$136M
$10K ﹤0.01%
+283
New +$11.5K
SYNA icon
3086
Synaptics
SYNA
$4.15B
$10K ﹤0.01%
106
-41
-28% -$5.09K
THRY icon
3087
Thryv Holdings
THRY
$95.5M
$10K ﹤0.01%
473
+349
+281% +$8.7K
UAN icon
3088
CVR Partners
UAN
$1.27B
$10K ﹤0.01%
90
– –
VECO icon
3089
Veeco
VECO
$3.05B
$10K ﹤0.01%
566
-80
-12% -$1.64K
WKHS icon
3090
Workhorse Group
WKHS
$33.7M
$10K ﹤0.01%
1
– –
SNPO
3091
DELISTED
Snap One Holdings Corp. Common Stock
SNPO
$10K ﹤0.01%
1,000
– –
ERF
3092
DELISTED
Enerplus Corporation
ERF
$10K ﹤0.01%
712
– –
EDUT
3093
DELISTED
Global X Education ETF
EDUT
$10K ﹤0.01%
563
– –
PCGU
3094
DELISTED
PG&E Corporation
PCGU
$10K ﹤0.01%
92
– –
BRMK
3095
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$10K ﹤0.01%
+2,000
New +$13.4K
AIMC
3096
DELISTED
Altra Industrial Motion Corp
AIMC
$10K ﹤0.01%
314
-67
-18% -$2.56K
TTM
3097
DELISTED
Tata Motors Limited
TTM
$10K ﹤0.01%
433
-369
-46% -$10.4K
GACQU
3098
DELISTED
Global Consumer Acquisition Corp. Unit
GACQU
$10K ﹤0.01%
1,000
– –
JHMH
3099
DELISTED
John Hancock Multifactor Healthcare ETF
JHMH
$10K ﹤0.01%
250
– –
CVET
3100
DELISTED
Covetrus, Inc. Common Stock
CVET
$10K ﹤0.01%
519
-290
-36% -$6.04K
122 123
124
125 126

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.