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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORPH
3076
DELISTED
Orphazyme A/S
ORPH
$4K ﹤0.01%
+600
New +$4.83K
ARNA
3077
DELISTED
Arena Pharmaceuticals Inc
ARNA
$4K ﹤0.01%
72
-4,763
-99% -$310K
NLSN
3078
DELISTED
Nielsen Holdings plc
NLSN
$4K ﹤0.01%
193
+177
+1,106% +$4.62K
FM
3079
DELISTED
iShares Frontier and Select EM ETF
FM
$4K ﹤0.01%
144
-59,490
-100% -$1.89M
ABM icon
3080
ABM Industries
ABM
$2.86B
$3K ﹤0.01%
77
-35
-31% -$1.76K
ADMA icon
3081
ADMA Biologics
ADMA
$2.26B
$3K ﹤0.01%
1,889
– –
ADTN icon
3082
Adtran
ADTN
$613M
$3K ﹤0.01%
172
– –
AEVA
3083
Aeva Technologies
AEVA
$1.73B
$3K ﹤0.01%
63
– –
APLE icon
3084
Apple Hospitality REIT
APLE
$3.86B
$3K ﹤0.01%
+225
New +$3.5K
BOOT icon
3085
Boot Barn
BOOT
$4.98B
$3K ﹤0.01%
37
+8
+28% +$586
CATY icon
3086
Cathay General Bancorp
CATY
$4.25B
$3K ﹤0.01%
81
-160
-66% -$6.59K
CENTA icon
3087
Central Garden & Pet Co Class A
CENTA
$2.48B
$3K ﹤0.01%
85
– –
CLDT
3088
Chatham Lodging
CLDT
$602M
$3K ﹤0.01%
250
– –
CLM icon
3089
Cornerstone Strategic Value Fund
CLM
$2.23B
$3K ﹤0.01%
305
+203
+199% +$2.38K
CNA icon
3090
CNA Financial
CNA
$14.1B
$3K ﹤0.01%
+70
New +$3.28K
CPER icon
3091
United States Copper Index Fund
CPER
$776M
$3K ﹤0.01%
+150
New +$4.07K
CPRX
3092
DELISTED
Catalyst Pharmaceutical
CPRX
$3K ﹤0.01%
600
– –
CPS icon
3093
Cooper-Standard Automotive
CPS
$552M
$3K ﹤0.01%
114
– –
DMRC icon
3094
Digimarc Corp
DMRC
$177M
$3K ﹤0.01%
100
– –
DOCN icon
3095
DigitalOcean
DOCN
$14.9B
$3K ﹤0.01%
65
– –
EFR
3096
Eaton Vance Senior Floating-Rate Fund
EFR
$316M
$3K ﹤0.01%
225
– –
ESGR
3097
DELISTED
Enstar Group
ESGR
$3K ﹤0.01%
13
– –
FOX icon
3098
Fox Class B
FOX
$23.5B
$3K ﹤0.01%
108
-77
-42% -$2.79K
FSP
3099
Franklin Street Properties
FSP
$46.9M
$3K ﹤0.01%
610
– –
FTDR icon
3100
Frontdoor
FTDR
$6.42B
$3K ﹤0.01%
63
-80
-56% -$4.22K
122 123
124
125 126

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.