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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIT
3076
DELISTED
Fitbit, Inc. Class A common stock
FIT
$0 ﹤0.01%
100
– –
AIG.WS
3077
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
17
– –
HDS
3078
DELISTED
HD Supply Holdings, Inc.
HDS
– –
-14,065
Closed -$580K
GLIBA
3079
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
– –
-1,273
Closed -$104K
DNKN
3080
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-774
Closed -$63K
BSJK
3081
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
– –
-2,114
Closed -$49K
FMK
3082
DELISTED
First Trust Mega Cap AlphaDEX Fund
FMK
– –
-100
Closed -$3K
BSTC
3083
DELISTED
BioSpecifics Technologies Corp.
BSTC
– –
-105
Closed -$5K
GPOR
3084
DELISTED
Gulfport Energy Corp.
GPOR
$0 ﹤0.01%
+150
New +$45
MR
3085
DELISTED
Montage Resources Corporation Common Stock
MR
– –
-133
Closed –
WMGI
3086
DELISTED
Wright Medical Group Inc
WMGI
– –
-412
Closed -$12K
IMMU
3087
DELISTED
Immunomedics Inc
IMMU
– –
-732
Closed -$62K
AIMT
3088
DELISTED
Aimmune Therapeutics
AIMT
– –
-1,754
Closed -$60K
MNK
3089
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-63
Closed –
VSLR
3090
DELISTED
VIVINT SOLAR, INC.
VSLR
– –
-32,379
Closed -$1.37M
NBL
3091
DELISTED
Noble Energy, Inc.
NBL
– –
-20,305
Closed -$173K
ETFC
3092
DELISTED
E*Trade Financial Corporation
ETFC
– –
-366
Closed -$18K
BGG
3093
DELISTED
Briggs & Stratton Corp.
BGG
– –
-133
Closed –
HCR
3094
DELISTED
Hi-Crush Inc. Common Stock
HCR
– –
-3,726
Closed –
MFGP
3095
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
172
+18
+12% +$78
CRC
3096
DELISTED
California Resources Corporation
CRC
– –
-486
Closed –
NLSN
3097
DELISTED
Nielsen Holdings plc
NLSN
$0 ﹤0.01%
8
– –
ZGNX
3098
DELISTED
Zogenix, Inc.
ZGNX
$0 ﹤0.01%
30
-124
-81% -$2.54K
BSCK
3099
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
– –
-38,069
Closed -$807K
STFC
3100
DELISTED
State Auto Financial Corp
STFC
– –
-24
Closed –
121 122 123
124
125

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.