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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTRE icon
3051
CareTrust REIT
CTRE
$9.74B
$8K ﹤0.01%
392
+4
+1% +$85
DEA
3052
Easterly Government Properties
DEA
$1.18B
$8K ﹤0.01%
145
-41
-22% -$2.21K
DOCS icon
3053
Doximity
DOCS
$4.88B
$8K ﹤0.01%
177
-168
-49% -$10.9K
EMBJ
3054
Embraer S.A. ADS
EMBJ
$13B
$8K ﹤0.01%
492
-536
-52% -$8.66K
EVN
3055
Eaton Vance Municipal Income Trust
EVN
$426M
$8K ﹤0.01%
650
– –
FTXO icon
3056
First Trust Nasdaq Bank ETF
FTXO
$315M
$8K ﹤0.01%
253
+1
+0.4% +$34
GIL icon
3057
Gildan
GIL
$10.6B
$8K ﹤0.01%
191
-174
-48% -$6.89K
GVI icon
3058
iShares Intermediate Government/Credit Bond ETF
GVI
$3.8B
$8K ﹤0.01%
73
+39
+115% +$4.46K
HI
3059
DELISTED
Hillenbrand
HI
$8K ﹤0.01%
167
-67
-29% -$3.2K
HL icon
3060
Hecla Mining
HL
$11.3B
$8K ﹤0.01%
1,693
– –
HYGH icon
3061
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$601M
$8K ﹤0.01%
93
+75
+417% +$6.57K
ICUI icon
3062
ICU Medical
ICUI
$4.61B
$8K ﹤0.01%
34
+7
+26% +$1.64K
JBGS
3063
JBG SMITH
JBGS
$708M
$8K ﹤0.01%
292
+2
+0.7% +$59
JWN
3064
DELISTED
Nordstrom
JWN
$8K ﹤0.01%
376
+29
+8% +$768
LOCO icon
3065
El Pollo Loco
LOCO
$462M
$8K ﹤0.01%
607
-210
-26% -$3.07K
MD icon
3066
Pediatrix Medical
MD
$2.2B
$8K ﹤0.01%
327
– –
MHK icon
3067
Mohawk Industries
MHK
$9.22B
$8K ﹤0.01%
46
-114
-71% -$20.3K
MRCY icon
3068
Mercury Systems
MRCY
$6.52B
$8K ﹤0.01%
159
-1,527
-91% -$77.3K
NANR icon
3069
State Street SPDR S&P North American Natural Resources ETF
NANR
$785M
$8K ﹤0.01%
190
+4
+2% +$174
NMIH icon
3070
NMI Holdings
NMIH
$3.36B
$8K ﹤0.01%
374
+321
+606% +$7.13K
POR icon
3071
Portland General Electric
POR
$5.77B
$8K ﹤0.01%
159
-31
-16% -$1.55K
PRAX icon
3072
Praxis Precision Medicines
PRAX
$10.1B
$8K ﹤0.01%
28
+1
+4% +$293
RENT
3073
Rent the Runway
RENT
$124M
$8K ﹤0.01%
+50
New +$13.3K
RLJ icon
3074
RLJ Lodging Trust
RLJ
$1.69B
$8K ﹤0.01%
598
– –
RNWWW
3075
ReNew Energy Global PLC Warrant
RNWWW
$44.5K
$8K ﹤0.01%
5,333
– –
121 122
123
124 125

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.