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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVYA
3051
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-2,308
Closed -$35K
MNRL
3052
DELISTED
Brigham Minerals, Inc. Class A Common Stock
MNRL
$0 ﹤0.01%
+70
New +$722
AERI
3053
DELISTED
Aerie Pharmaceuticals
AERI
– –
-457
Closed -$5K
CVET
3054
DELISTED
Covetrus, Inc. Common Stock
CVET
$0 ﹤0.01%
15
– –
WBT
3055
DELISTED
Welbilt, Inc.
WBT
– –
-61
Closed –
COHR
3056
DELISTED
Coherent Inc
COHR
– –
-7
Closed –
HMHC
3057
DELISTED
Houghton Mifflin Harcourt Company
HMHC
– –
-10,000
Closed -$17K
KL
3058
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
– –
-502
Closed -$24K
GSS
3059
DELISTED
Golden Star Resources Ltd.
GSS
$0 ﹤0.01%
+255
New +$1.03K
PCOM
3060
DELISTED
Points.com Inc. Common Shares
PCOM
– –
-193
Closed -$1K
MGLN
3061
DELISTED
Magellan Health Services, Inc.
MGLN
$0 ﹤0.01%
+8
New +$633
BMTC
3062
DELISTED
Bryn Mawr Bank Corp
BMTC
– –
-35
Closed –
ECHO
3063
DELISTED
Echo Global Logistics, Inc.
ECHO
– –
-367
Closed -$9K
TRIL
3064
DELISTED
Trillium Therapeutics Inc.
TRIL
– –
-5,000
Closed -$71K
JAX
3065
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
19
– –
KIN
3066
DELISTED
Kindred Biosciences, Inc.
KIN
– –
-1,000
Closed -$4K
SWI
3067
DELISTED
SolarWinds Corporation Common Stock
SWI
– –
-179
Closed -$3K
EHT
3068
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
– –
-10,000
Closed -$94K
FSKR
3069
DELISTED
FS KKR Capital Corp. II
FSKR
$0 ﹤0.01%
56
– –
CTB
3070
DELISTED
Cooper Tire & Rubber Co.
CTB
$0 ﹤0.01%
+22
New +$839
WIFI
3071
DELISTED
Boingo Wireless, Inc.
WIFI
– –
-613
Closed -$6K
NMY
3072
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
– –
-3,206
Closed -$42K
NEOS
3073
DELISTED
Neos Therapeutics, Inc
NEOS
– –
-578
Closed –
CZZ
3074
DELISTED
Cosan Limited
CZZ
$0 ﹤0.01%
+50
New +$835
TNAV
3075
DELISTED
Telenav Inc.
TNAV
$0 ﹤0.01%
+108
New +$487
121 122
123
124 125

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.