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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUI
3026
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
– –
-4,426
Closed -$62K
RVNC
3027
DELISTED
Revance Therapeutics, Inc.
RVNC
– –
-314
Closed -$7K
HIE
3028
DELISTED
Miller/Howard High Income Equity Fund
HIE
– –
-3,000
Closed -$18K
EGRX
3029
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$0 ﹤0.01%
+19
New +$889
SWN
3030
DELISTED
Southwestern Energy Company
SWN
$0 ﹤0.01%
+248
New +$731
ATRI
3031
DELISTED
Atrion Corp
ATRI
$0 ﹤0.01%
+1
New +$621
VBIV
3032
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$0 ﹤0.01%
+8
New +$682
SCPX
3033
DELISTED
Scorpius Holdings, Inc.
SCPX
– –
0
– -$9K
AEL
3034
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-38
Closed –
PGTI
3035
DELISTED
PGT, Inc.
PGTI
– –
-467
Closed -$8K
BKCC
3036
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-30
Closed –
GMBL
3037
DELISTED
Esports Entertainment Group Inc. Common Stock
GMBL
– –
0
– -$13K
CHS
3038
DELISTED
Chicos FAS, Inc.
CHS
$0 ﹤0.01%
500
– –
LTHM
3039
DELISTED
Livent Corporation
LTHM
$0 ﹤0.01%
27
– –
RPT
3040
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$0 ﹤0.01%
+48
New +$325
HT
3041
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
– –
-149,000
Closed -$825K
AVTA
3042
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-25
Closed –
ARGO
3043
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$0 ﹤0.01%
+18
New +$718
LTRPA
3044
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$0 ﹤0.01%
16
-1,125
-99% -$3.04K
ARNC
3045
DELISTED
Arconic Corporation
ARNC
$0 ﹤0.01%
7
-10
-59% -$263
NMTR
3046
DELISTED
9 Meters Biopharma
NMTR
– –
-5
Closed –
PSMG
3047
DELISTED
Invesco Growth Multi-Asset Allocation ETF
PSMG
$0 ﹤0.01%
1
– –
HEXO
3048
DELISTED
HEXO Corp. Common Shares
HEXO
$0 ﹤0.01%
14
-18
-56% -$852
RIDE
3049
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
0
– –
ALR
3050
DELISTED
AlerisLife Inc
ALR
$0 ﹤0.01%
36
– –
120 121
122
123 124

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.