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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HIMS icon
3001
Hims & Hers Health
HIMS
$7.31B
$9K ﹤0.01%
1,500
– –
HOPE icon
3002
Hope Bancorp
HOPE
$1.79B
$9K ﹤0.01%
633
-81
-11% -$1.2K
IBRX icon
3003
ImmunityBio
IBRX
$8.1B
$9K ﹤0.01%
1,540
-8,460
-85% -$63.6K
ICHR icon
3004
Ichor Holdings
ICHR
$2.56B
$9K ﹤0.01%
197
+97
+97% +$4.3K
JOBY.WS icon
3005
Joby Aviation Warrants
JOBY.WS
$157K
$9K ﹤0.01%
5,800
– –
KF
3006
Korea Fund
KF
$246M
$9K ﹤0.01%
275
– –
MZTI
3007
The Marzetti Company
MZTI
$3.11B
$9K ﹤0.01%
54
-49
-48% -$8.03K
LKFN icon
3008
Lakeland Financial Corp
LKFN
$1.53B
$9K ﹤0.01%
117
+22
+23% +$1.64K
LRGE icon
3009
ClearBridge Large Cap Growth Select ETF
LRGE
$380M
$9K ﹤0.01%
152
+1
+0.7% +$60
NAN icon
3010
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$9K ﹤0.01%
654
+8
+1% +$116
NWN icon
3011
Northwest Natural Holdings
NWN
$2.12B
$9K ﹤0.01%
200
– –
OGS icon
3012
ONE Gas
OGS
$5.04B
$9K ﹤0.01%
126
-9
-7% -$627
PRGS icon
3013
Progress Software
PRGS
$1.76B
$9K ﹤0.01%
189
-245
-56% -$12.2K
SA
3014
Seabridge Gold
SA
$3.35B
$9K ﹤0.01%
600
– –
SBR
3015
Sabine Royalty Trust
SBR
$1.05B
$9K ﹤0.01%
228
– –
SFM icon
3016
Sprouts Farmers Market
SFM
$8.01B
$9K ﹤0.01%
309
-211
-41% -$5.28K
SPMB icon
3017
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.06B
$9K ﹤0.01%
367
– –
STLA icon
3018
Stellantis
STLA
$20.8B
$9K ﹤0.01%
549
+114
+26% +$2.2K
SUPN icon
3019
Supernus Pharmaceuticals
SUPN
$2.77B
$9K ﹤0.01%
+331
New +$10K
TAP icon
3020
Molson Coors Class B
TAP
$8.09B
$9K ﹤0.01%
215
-258
-55% -$11.8K
VERI icon
3021
Veritone
VERI
$122M
$9K ﹤0.01%
408
– –
VSAT icon
3022
Viasat
VSAT
$11.1B
$9K ﹤0.01%
212
-88
-29% -$4.56K
WDI
3023
Western Asset Diversified Income Fund
WDI
$681M
$9K ﹤0.01%
+500
New +$9.41K
WLK icon
3024
Westlake Corp
WLK
$9.9B
$9K ﹤0.01%
106
– –
WSBC icon
3025
WesBanco
WSBC
$4B
$9K ﹤0.01%
+275
New +$9.67K
119 120
121
122 123

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.