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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UEIC icon
3001
Universal Electronics
UEIC
$61.3M
$0 ﹤0.01%
17
– –
UFCS icon
3002
United Fire Group
UFCS
$1.4B
– –
-14
Closed –
USRT icon
3003
iShares Core US REIT ETF
USRT
$4.64B
– –
-162
Closed -$7K
UTL icon
3004
Unitil
UTL
$980M
$0 ﹤0.01%
+21
New +$838
VC icon
3005
Visteon
VC
$2.78B
$0 ﹤0.01%
5
– –
VIPS icon
3006
Vipshop
VIPS
$7.53B
– –
-436
Closed -$6K
VSAT icon
3007
Viasat
VSAT
$11.1B
$0 ﹤0.01%
27
– –
VVR icon
3008
Invesco Senior Income Trust
VVR
$454M
$0 ﹤0.01%
147
– –
WING icon
3009
Wingstop
WING
$3.18B
– –
-10
Closed -$1K
WLDN icon
3010
Willdan Group
WLDN
$1.3B
– –
-242
Closed -$6K
WNS
3011
DELISTED
WNS Holdings
WNS
– –
-343
Closed -$21K
WSBC icon
3012
WesBanco
WSBC
$4B
– –
-14
Closed –
WT icon
3013
WisdomTree
WT
$3.22B
$0 ﹤0.01%
100
– –
WVE icon
3014
Wave Life Sciences
WVE
$1.2B
$0 ﹤0.01%
+82
New +$688
XMLV icon
3015
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
$0 ﹤0.01%
13
– –
XTNT icon
3016
Xtant Medical Holdings
XTNT
$62.3M
$0 ﹤0.01%
120
– –
ZYXI
3017
DELISTED
Zynex
ZYXI
– –
-1,650
Closed -$26K
ARQ icon
3018
Arq
ARQ
$89.3M
– –
-300
Closed -$1K
VRN
3019
DELISTED
Veren
VRN
$0 ﹤0.01%
+265
New +$453
TXNM
3020
TXNM Energy Inc
TXNM
$5.94B
$0 ﹤0.01%
+19
New +$916
GRCE
3021
Grace Therapeutics
GRCE
$34.7M
– –
-63
Closed –
ENFY
3022
DELISTED
Enlightify Inc
ENFY
$0 ﹤0.01%
100
– –
AUC
3023
ATIF Holdings
AUC
$72.2M
– –
-56
Closed -$5K
EQC
3024
DELISTED
Equity Commonwealth
EQC
$0 ﹤0.01%
+11
New +$293
PDCO
3025
DELISTED
Patterson Companies, Inc.
PDCO
$0 ﹤0.01%
+5
New +$142
119 120
121
122 123

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.