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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRTX
2976
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$13K ﹤0.01%
206
-99
-32% -$7.33K
FRG
2977
DELISTED
Franchise Group, Inc.
FRG
$13K ﹤0.01%
539
+396
+277% +$13K
LSI
2978
DELISTED
Life Storage, Inc.
LSI
$13K ﹤0.01%
124
-293
-70% -$36K
PRVB
2979
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$13K ﹤0.01%
3,000
– –
FSRD
2980
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
$13K ﹤0.01%
33,096
-9,300
-22% -$5.65K
AEHR icon
2981
Aehr Test Systems
AEHR
$3.82B
$12K ﹤0.01%
875
+400
+84% +$5.38K
AIVI icon
2982
WisdomTree International AI Enhanced Value Fund
AIVI
$63.2M
$12K ﹤0.01%
400
– –
ALSN icon
2983
Allison Transmission
ALSN
$10.3B
$12K ﹤0.01%
362
+190
+110% +$7.11K
ASAN icon
2984
Asana
ASAN
$2.13B
$12K ﹤0.01%
569
– –
AVNS
2985
DELISTED
Avanos Medical
AVNS
$12K ﹤0.01%
552
+72
+15% +$1.88K
BSL
2986
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$12K ﹤0.01%
967
+131
+16% +$1.75K
CAR icon
2987
Avis
CAR
$4.97B
$12K ﹤0.01%
84
-50
-37% -$8.22K
ENOV icon
2988
Enovis
ENOV
$1.42B
$12K ﹤0.01%
282
-141
-33% -$7.64K
EVGO icon
2989
EVgo
EVGO
$503M
$12K ﹤0.01%
1,600
+600
+60% +$5.23K
FCOM icon
2990
Fidelity MSCI Communication Services Index ETF
FCOM
$1.78B
$12K ﹤0.01%
400
-755
-65% -$27.3K
FIVN icon
2991
FIVE9
FIVN
$2.44B
$12K ﹤0.01%
167
-145
-46% -$14.1K
FSM icon
2992
Fortuna Silver Mines
FSM
$3.21B
$12K ﹤0.01%
5,000
– –
GAA icon
2993
Cambria Global Asset Allocation ETF
GAA
$73.8M
$12K ﹤0.01%
+500
New +$13.5K
GBX icon
2994
The Greenbrier Companies
GBX
$1.43B
$12K ﹤0.01%
519
-44
-8% -$1.33K
JBI icon
2995
Janus International
JBI
$690M
$12K ﹤0.01%
1,431
+1,060
+286% +$10.7K
KOS icon
2996
Kosmos Energy
KOS
$1.52B
$12K ﹤0.01%
2,491
-2,007
-45% -$12.2K
LMND icon
2997
Lemonade
LMND
$4.09B
$12K ﹤0.01%
604
-100
-14% -$2.27K
MMT
2998
Aberdeen Multi-Market Income Fund
MMT
$244M
$12K ﹤0.01%
2,914
+2,384
+450% +$11.1K
MYPS icon
2999
PLAYSTUDIOS Inc
MYPS
$81.1M
$12K ﹤0.01%
3,567
+534
+18% +$2.04K
OGS icon
3000
ONE Gas
OGS
$5B
$12K ﹤0.01%
181
-39
-18% -$3.14K
118 119
120
121 122

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.