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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIS icon
276
Vanguard Industrials ETF
VIS
$8.36B
$14.5M 0.07%
71,277
+15,423
+28% +$3.08M
DKS icon
277
Dick's Sporting Goods
DKS
$17.8B
$14.3M 0.07%
127,121
+89,783
+240% +$10.8M
DOCU
278
DocuSign
DOCU
$10.9B
$14.3M 0.07%
94,151
+3,364
+4% +$767K
XIFR
279
XPLR Infrastructure LP
XIFR
$1.08B
$14.3M 0.07%
169,566
+7,021
+4% +$588K
TKR icon
280
Timken Company
TKR
$8.92B
$14.2M 0.07%
204,020
+97,341
+91% +$6.82M
WMB icon
281
Williams Companies
WMB
$87.8B
$14.1M 0.07%
541,377
+52,535
+11% +$1.45M
RELX icon
282
RELX
RELX
$62.4B
$14M 0.07%
431,286
+325,258
+307% +$10.1M
WM icon
283
Waste Management
WM
$91.5B
$14M 0.07%
84,015
-2,669
-3% -$429K
ROK icon
284
Rockwell Automation
ROK
$49.2B
$13.8M 0.06%
39,553
+5,053
+15% +$1.67M
TFC icon
285
Truist Financial
TFC
$64.2B
$13.8M 0.06%
235,476
+14,504
+7% +$886K
SUB icon
286
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$13.8M 0.06%
128,355
+53,250
+71% +$5.72M
WFC icon
287
Wells Fargo
WFC
$265B
$13.8M 0.06%
286,702
-241,009
-46% -$11.9M
IGSB icon
288
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$13.7M 0.06%
253,437
-20,373
-7% -$1.1M
INTU icon
289
Intuit
INTU
$88.1B
$13.6M 0.06%
21,150
-495
-2% -$306K
AEP icon
290
American Electric Power
AEP
$68.2B
$13.6M 0.06%
152,867
+7,139
+5% +$602K
HCSG icon
291
Healthcare Services Group
HCSG
$1.51B
$13.5M 0.06%
760,459
-1,638
-0.2% -$31.9K
DLR icon
292
Digital Realty Trust
DLR
$71.3B
$13.5M 0.06%
76,450
+5,246
+7% +$840K
MPC icon
293
Marathon Petroleum
MPC
$84B
$13.5M 0.06%
210,533
-24,693
-10% -$1.59M
NOW icon
294
ServiceNow
NOW
$121B
$13.4M 0.06%
103,230
-13,880
-12% -$1.82M
CPT icon
295
Camden Property Trust
CPT
$11B
$13.4M 0.06%
74,837
+14,896
+25% +$2.46M
FLOT icon
296
iShares Floating Rate Bond ETF
FLOT
$10.3B
$13.3M 0.06%
262,494
+20,351
+8% +$1.03M
CDLX icon
297
Cardlytics
CDLX
$20.4M
$13.3M 0.06%
20,091
+668
+3% +$511K
DGX icon
298
Quest Diagnostics
DGX
$26.3B
$13.3M 0.06%
76,681
+1,301
+2% +$198K
SHOP icon
299
Shopify
SHOP
$191B
$13.3M 0.06%
96,280
+4,380
+5% +$640K
XLU icon
300
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$13.1M 0.06%
367,382
+39,992
+12% +$1.35M
10 11
12
13 14

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.