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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
(+7.2%)
Cap. Flow
+$1.55B
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Elanco Animal Health
ELAN
|
+$89.1M |
| 2 |
WEX
WEX
|
+$78.4M |
| 3 |
Blackrock
BLK
|
+$73.2M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$71.9M |
| 5 |
OneMain Financial
OMF
|
+$45.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$63.6M |
| 2 |
Neurocrine Biosciences
NBIX
|
+$56.6M |
| 3 |
Agnico Eagle Mines
AEM
|
+$55.1M |
| 4 |
DFS
Discover Financial Services
DFS
|
+$36M |
| 5 |
ORBC
ORBCOMM, Inc.
ORBC
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.39% |
| 2 | Financials | 14.65% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.54% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
US Bancorp
USB
$99.4B
| $12.5M | 0.07% |
210,609
-6,215
| -3% | -$354K |
|
277
Shopify
SHOP
$191B
| $12.5M | 0.07% |
91,900
+8,920
| +11% | +$1.34M |
|
278
Advanced Micro Devices
AMD
$798B
| $12.4M | 0.07% |
120,674
+8,350
| +7% | +$854K |
|
279
Veeva Systems
VEEV
$35.4B
| $12.4M | 0.07% |
43,060
+1,082
| +3% | +$343K |
|
280
KLA
KLAC
$252B
| $12.3M | 0.06% |
368,500
+22,550
| +7% | +$753K |
|
281
First Trust Preferred Securities and Income ETF
FPE
$6.34B
| $12.3M | 0.06% |
599,912
+114,862
| +24% | +$2.37M |
|
282
iShares Floating Rate Bond ETF
FLOT
$10.3B
| $12.3M | 0.06% |
242,143
+32,354
| +15% | +$1.64M |
|
283
HDFC Bank
HDB
$122B
| $12.3M | 0.06% |
336,744
+8,040
| +2% | +$298K |
|
|
XIFR
284
XPLR Infrastructure LP
XIFR
$1.08B
| $12.2M | 0.06% |
162,545
+53,074
| +48% | +$4.14M |
|
285
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
| $12.2M | 0.06% |
166,063
+71,622
| +76% | +$5.46M |
|
286
iShares Russell Mid-Cap ETF
IWR
$56.7B
| $12.1M | 0.06% |
155,079
+14,781
| +11% | +$1.18M |
|
|
SPLK
287
DELISTED
Splunk Inc
SPLK
| $12M | 0.06% |
82,777
+19,107
| +30% | +$2.78M |
|
288
American Electric Power
AEP
$68.2B
| $11.8M | 0.06% |
145,728
+34,490
| +31% | +$3.01M |
|
289
Invesco Preferred ETF
PGX
$3.78B
| $11.8M | 0.06% |
784,397
+319,470
| +69% | +$4.85M |
|
290
Intuit
INTU
$88.1B
| $11.7M | 0.06% |
21,645
-3,841
| -15% | -$2.07M |
|
291
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
| $11.4M | 0.06% |
257,670
+4,156
| +2% | +$192K |
|
292
Vanguard Russell 1000 Growth ETF
VONG
$44.7B
| $11.4M | 0.06% |
161,792
+8,310
| +5% | +$605K |
|
293
General Motors
GM
$76.3B
| $11.3M | 0.06% |
215,137
-12,087
| -5% | -$642K |
|
294
ASML
ASML
$655B
| $11.1M | 0.06% |
14,851
+308
| +2% | +$242K |
|
295
Vanguard Morningstar Large-Cap ETF
VV
$54B
| $11M | 0.06% |
54,882
+4,542
| +9% | +$939K |
|
296
Quest Diagnostics
DGX
$26.3B
| $11M | 0.06% |
75,380
+20,820
| +38% | +$3.05M |
|
297
Cloudflare
NET
$101B
| $11M | 0.06% |
97,232
-74,313
| -43% | -$8.88M |
|
298
TotalEnergies
TTE
$191B
| $10.9M | 0.06% |
227,933
+127,013
| +126% | +$5.63M |
|
299
State Street SPDR S&P Dividend ETF
SDY
$23.7B
| $10.8M | 0.06% |
91,942
+7,476
| +9% | +$916K |
|
300
Northrop Grumman
NOC
$80.7B
| $10.7M | 0.06% |
29,810
+6,989
| +31% | +$2.53M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.
- Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
- Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
- Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
- Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
- Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
- Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.
Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.