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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
276
American Electric Power
AEP
$68.4B
$6.58M 0.05%
78,979
+28,700
+57% +$2.49M
XLP icon
277
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$6.57M 0.05%
97,364
+4,819
+5% +$318K
EEM icon
278
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$6.51M 0.05%
126,121
-2,944
-2% -$142K
LQD icon
279
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$6.5M 0.05%
47,033
+7,712
+20% +$1.05M
IJT icon
280
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$6.49M 0.05%
56,836
+838
+1% +$85.4K
RODM icon
281
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$6.34M 0.05%
223,858
+50,319
+29% +$1.37M
ATVI
282
DELISTED
Activision Blizzard
ATVI
$6.29M 0.05%
67,782
-2,456
-3% -$199K
FPE icon
283
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$6.29M 0.05%
311,642
+43,321
+16% +$856K
DEO icon
284
Diageo
DEO
$53.6B
$6.22M 0.05%
39,185
+13,505
+53% +$2.01M
CME icon
285
CME Group
CME
$94.8B
$6.18M 0.05%
33,973
+3,825
+13% +$650K
SKYY icon
286
First Trust Cloud Computing ETF
SKYY
$3.12B
$6.18M 0.05%
65,062
+21,719
+50% +$1.87M
DLR icon
287
Digital Realty Trust
DLR
$71.7B
$6.16M 0.05%
44,183
+4,587
+12% +$656K
VBK icon
288
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$6.04M 0.05%
22,562
+1,695
+8% +$410K
MDLZ icon
289
Mondelez International
MDLZ
$79.9B
$6.03M 0.05%
103,185
+48,570
+89% +$2.78M
VDC icon
290
Vanguard Consumer Staples ETF
VDC
$7.99B
$6.01M 0.05%
34,578
+1,233
+4% +$209K
FVD icon
291
First Trust Value Line Dividend Fund
FVD
$8.41B
$5.99M 0.05%
170,894
+9,835
+6% +$333K
BAR icon
292
GraniteShares Gold Shares
BAR
$1.46B
$5.98M 0.05%
316,537
+951
+0.3% +$17.7K
MUNI icon
293
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.09B
$5.97M 0.05%
105,179
+1,312
+1% +$73.9K
GM icon
294
General Motors
GM
$76.8B
$5.96M 0.05%
143,122
+116,298
+434% +$4.52M
AAXJ icon
295
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$5.88M 0.04%
65,653
+3,653
+6% +$306K
SYK icon
296
Stryker
SYK
$130B
$5.82M 0.04%
23,735
+10,357
+77% +$2.35M
KMI icon
297
Kinder Morgan
KMI
$68.7B
$5.78M 0.04%
422,732
+63,170
+18% +$846K
EWU icon
298
iShares MSCI United Kingdom ETF
EWU
$4.16B
$5.75M 0.04%
196,432
+10,463
+6% +$288K
SMH icon
299
VanEck Semiconductor ETF
SMH
$73.2B
$5.75M 0.04%
52,664
+35,660
+210% +$3.53M
UBER icon
300
Uber
UBER
$153B
$5.73M 0.04%
112,359
+3,855
+4% +$173K
10 11
12
13 14

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.