We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
(-5%)
Cap. Flow
+$1.41B
Cap. Flow
% of AUM
18.48%
Top 10 Holdings %
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$276M |
| 2 |
Verizon
VZ
|
+$238M |
| 3 |
GSK
GSK
|
+$162M |
| 4 |
Willis Towers Watson
WTW
|
+$146M |
| 5 |
Walt Disney
DIS
|
+$122M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Southwest Airlines
LUV
|
+$166M |
| 2 |
Royal Caribbean
RCL
|
+$140M |
| 3 |
CVS Health
CVS
|
+$94M |
| 4 |
Reinsurance Group of America
RGA
|
+$90M |
| 5 |
CMA
Comerica
CMA
|
+$83.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.47% |
| 2 | Healthcare | 17.24% |
| 3 | Communication Services | 13.96% |
| 4 | Financials | 13.7% |
| 5 | Consumer Discretionary | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
iShares Preferred and Income Securities ETF
PFF
$13.3B
| $2.95M | 0.04% |
92,515
+8,038
| +10% | +$288K |
|
277
ServiceNow
NOW
$129B
| $2.94M | 0.04% |
51,350
+47,235
| +1,148% | +$2.95M |
|
278
Philips
PHG
$26.1B
| $2.94M | 0.04% |
92,011
+5,743
| +7% | +$203K |
|
279
State Street Technology Select Sector SPDR ETF
XLK
$124B
| $2.93M | 0.04% |
72,984
+11,028
| +18% | +$503K |
|
280
Northrop Grumman
NOC
$81.2B
| $2.92M | 0.04% |
9,665
+493
| +5% | +$171K |
|
281
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
| $2.9M | 0.04% |
23,517
-1,168
| -5% | -$149K |
|
282
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
| $2.87M | 0.04% |
19,106
-1,003
| -5% | -$186K |
|
283
Uber
UBER
$153B
| $2.87M | 0.04% |
102,829
+59,800
| +139% | +$1.97M |
|
284
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.09B
| $2.86M | 0.04% |
+52,351
| New | +$2.89M |
|
285
Sony
SONY
$138B
| $2.84M | 0.04% |
240,275
-22,530
| -9% | -$295K |
|
286
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
| $2.83M | 0.04% |
57,786
+38,362
| +197% | +$1.88M |
|
287
Alcon
ALC
$35B
| $2.79M | 0.04% |
54,971
+17,937
| +48% | +$1.03M |
|
288
KLA
KLAC
$259B
| $2.79M | 0.04% |
194,330
+189,320
| +3,779% | +$3.05M |
|
|
AGN
289
DELISTED
Allergan plc
AGN
| $2.78M | 0.04% |
15,698
-179
| -1% | -$33.7K |
|
290
Waste Management
WM
$91B
| $2.78M | 0.04% |
30,022
+22,840
| +318% | +$2.62M |
|
|
PXD
291
DELISTED
Pioneer Natural Resource Co.
PXD
| $2.75M | 0.04% |
39,269
+17,832
| +83% | +$2.12M |
|
292
Diageo
DEO
$53.6B
| $2.74M | 0.04% |
21,534
-3,348
| -13% | -$502K |
|
293
Canadian National Railway
CNI
$76.6B
| $2.74M | 0.04% |
35,243
+274
| +0.8% | +$23.9K |
|
294
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $2.73M | 0.04% |
34,552
-2,429
| -7% | -$195K |
|
295
State Street SPDR S&P China ETF
GXC
$482M
| $2.73M | 0.04% |
29,861
-4,944
| -14% | -$489K |
|
296
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
| $2.71M | 0.04% |
39,330
+370
| +0.9% | +$32.7K |
|
297
VanEck Gold Miners ETF
GDX
$27.4B
| $2.69M | 0.04% |
116,730
+57,930
| +99% | +$1.59M |
|
298
Mondelez International
MDLZ
$79.9B
| $2.66M | 0.03% |
53,193
-48,766
| -48% | -$2.64M |
|
299
Xylem
XYL
$28.1B
| $2.66M | 0.03% |
40,802
+8,797
| +27% | +$693K |
|
|
MRSH
300
Marsh
MRSH
$91.5B
| $2.62M | 0.03% |
30,255
+1,367
| +5% | +$146K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.
- Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
- Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
- Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
- Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
- Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
- Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
- Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.
Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.