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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
(+1.6%)
Cap. Flow
+$2.42B
Cap. Flow
% of AUM
4.29%
Top 10 Holdings %
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$95.5M |
| 2 |
EQT Corp
EQT
|
+$84.7M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$74.4M |
| 4 |
Amazon
AMZN
|
+$65.3M |
| 5 |
NVIDIA
NVDA
|
+$64.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
EOG Resources
EOG
|
+$65.4M |
| 2 |
Shopify
SHOP
|
+$54.9M |
| 3 |
ICICI Bank
IBN
|
+$42.8M |
| 4 |
Willis Towers Watson
WTW
|
+$37.1M |
| 5 |
Caterpillar
CAT
|
+$36.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.21% |
| 2 | Financials | 8.18% |
| 3 | Industrials | 6.8% |
| 4 | Healthcare | 5.97% |
| 5 | Communication Services | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
| $37.9M | 0.07% |
748,092
-12,367
| -2% | -$626K |
|
277
iShares Russell 2000 Value ETF
IWN
$14.4B
| $37.8M | 0.07% |
199,558
+4,654
| +2% | +$901K |
|
278
iShares MSCI USA Momentum Factor ETF
MTUM
$25.2B
| $37.7M | 0.07% |
157,268
+2,208
| +1% | +$555K |
|
279
Fortinet
FTNT
$112B
| $37.3M | 0.07% |
456,219
-7,378
| -2% | -$596K |
|
280
Neurocrine Biosciences
NBIX
$17.7B
| $37.2M | 0.07% |
282,097
+777
| +0.3% | +$103K |
|
281
Avantis International Equity ETF
AVDE
$17.9B
| $37M | 0.07% |
435,690
+10,927
| +3% | +$949K |
|
282
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
| $36.7M | 0.07% |
336,828
-27,532
| -8% | -$3.04M |
|
283
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.49B
| $36.6M | 0.07% |
167,485
-8,791
| -5% | -$2.06M |
|
|
XYZ
284
Block Inc
XYZ
$48.4B
| $36.6M | 0.06% |
607,348
+71,080
| +13% | +$4.32M |
|
285
iShares MSCI KLD 400 Social ETF
DSI
$5.15B
| $36.4M | 0.06% |
300,562
+3,494
| +1% | +$447K |
|
286
Vanguard Mega Cap 300 Index ETF
MGC
$9.86B
| $36.4M | 0.06% |
153,969
+2,716
| +2% | +$674K |
|
287
Carrier Global
CARR
$57.6B
| $36.4M | 0.06% |
646,100
+36,812
| +6% | +$2.18M |
|
288
Aflac
AFL
$64.4B
| $36.3M | 0.06% |
331,320
-10,772
| -3% | -$1.19M |
|
289
Oneok
OKE
$56.4B
| $36.3M | 0.06% |
401,694
+5,918
| +1% | +$487K |
|
290
First Trust Preferred Securities and Income ETF
FPE
$6.32B
| $36.2M | 0.06% |
2,036,908
-174,518
| -8% | -$3.18M |
|
291
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| $35.6M | 0.06% |
608,779
+432
| +0.1% | +$25.4K |
|
292
Progressive
PGR
$125B
| $35.6M | 0.06% |
179,590
+2,069
| +1% | +$427K |
|
293
Golub Capital BDC
GBDC
$3.36B
| $35.5M | 0.06% |
2,802,868
+491,866
| +21% | +$6.31M |
|
294
Duke Energy
DUK
$100B
| $35.4M | 0.06% |
270,288
+37,199
| +16% | +$4.65M |
|
295
Becton Dickinson
BDX
$43.8B
| $35.3M | 0.06% |
224,259
-57,232
| -20% | -$10.5M |
|
296
First Trust NASDAQ Cybersecurity ETF
CIBR
$14B
| $35.3M | 0.06% |
562,513
-78,246
| -12% | -$5.25M |
|
297
Cintas
CTAS
$84.4B
| $35M | 0.06% |
206,795
+1,279
| +0.6% | +$245K |
|
298
Stride
LRN
$3.83B
| $35M | 0.06% |
396,487
-7,099
| -2% | -$576K |
|
299
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $34.9M | 0.06% |
423,090
+21,086
| +5% | +$1.75M |
|
300
iShares MSCI ACWI ETF
ACWI
$32.5B
| $34.9M | 0.06% |
252,281
+57,604
| +30% | +$8.28M |
|
Similar funds
Rockefeller Capital Management's Q1 2026 Portfolio in Review
As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.
- Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
- Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
- Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
- Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
- Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
- Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
- Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.
Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.