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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFEV icon
2951
Dimensional Emerging Markets Value ETF
DFEV
$2.07B
$13K ﹤0.01%
668
-431
-39% -$9.87K
ETB
2952
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$460M
$13K ﹤0.01%
1,050
– –
EVTC icon
2953
Evertec
EVTC
$1.77B
$13K ﹤0.01%
426
+327
+330% +$11.5K
FORM icon
2954
FormFactor
FORM
$9.32B
$13K ﹤0.01%
552
-122
-18% -$3.96K
HBM icon
2955
Hudbay
HBM
$12.1B
$13K ﹤0.01%
+3,352
New +$13.4K
IEO icon
2956
iShares US Oil & Gas Exploration & Production ETF
IEO
$584M
$13K ﹤0.01%
157
+2
+1% +$170
LCII icon
2957
LCI Industries
LCII
$2.62B
$13K ﹤0.01%
137
-15
-10% -$1.82K
MGNI icon
2958
Magnite
MGNI
$3.5B
$13K ﹤0.01%
2,136
-63
-3% -$507
NKTX icon
2959
Nkarta
NKTX
$167M
$13K ﹤0.01%
1,000
– –
PINC
2960
DELISTED
Premier
PINC
$13K ﹤0.01%
416
+209
+101% +$7.62K
PLNT icon
2961
Planet Fitness
PLNT
$3.65B
$13K ﹤0.01%
236
-234
-50% -$16.9K
PMX
2962
DELISTED
PIMCO Municipal Income Fund III
PMX
$13K ﹤0.01%
1,750
– –
PTLO icon
2963
Portillo's
PTLO
$327M
$13K ﹤0.01%
700
-1,458
-68% -$32.1K
RBBN icon
2964
Ribbon Communications
RBBN
$359M
$13K ﹤0.01%
5,990
-1,017
-15% -$3.22K
REYN icon
2965
Reynolds Consumer Products
REYN
$5.5B
$13K ﹤0.01%
565
+35
+7% +$988
SAN icon
2966
Banco Santander
SAN
$210B
$13K ﹤0.01%
6,326
-3,482
-36% -$8.71K
HTO
2967
H2O America
HTO
$2.59B
$13K ﹤0.01%
232
+10
+5% +$644
SKYW icon
2968
Skywest
SKYW
$4.21B
$13K ﹤0.01%
848
-124
-13% -$2.63K
STPZ icon
2969
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$13K ﹤0.01%
282
– –
TR icon
2970
Tootsie Roll Industries
TR
$2.99B
$13K ﹤0.01%
446
+319
+251% +$9.96K
VSTM icon
2971
Verastem
VSTM
$627M
$13K ﹤0.01%
1,302
– –
VUZI icon
2972
Vuzix
VUZI
$222M
$13K ﹤0.01%
2,285
-1,460
-39% -$11.3K
WTM icon
2973
White Mountains Insurance
WTM
$5.03B
$13K ﹤0.01%
10
-21
-68% -$27.2K
MDC
2974
DELISTED
M.D.C. Holdings, Inc.
MDC
$13K ﹤0.01%
519
-199
-28% -$6.59K
NGM
2975
DELISTED
NGM Biopharmaceuticals, Inc. Common Stock
NGM
$13K ﹤0.01%
1,000
– –
117 118
119
120 121

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.