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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MBSD icon
2926
FlexShares Disciplined Duration MBS Index Fund
MBSD
$88.8M
$14K ﹤0.01%
+727
New +$15.3K
MFA
2927
MFA Financial
MFA
$930M
$14K ﹤0.01%
1,832
– –
MLR icon
2928
Miller Industries
MLR
$613M
$14K ﹤0.01%
695
– –
MTG icon
2929
MGIC Investment
MTG
$6.29B
$14K ﹤0.01%
1,155
+97
+9% +$1.36K
NNY icon
2930
Nuveen New York Municipal Value Fund
NNY
$157M
$14K ﹤0.01%
1,755
– –
RGNX icon
2931
Regenxbio
RGNX
$705M
$14K ﹤0.01%
535
-450
-46% -$13.3K
TCRT icon
2932
Alaunos Therapeutics
TCRT
$4.79M
$14K ﹤0.01%
56
– –
WING icon
2933
Wingstop
WING
$3.11B
$14K ﹤0.01%
117
-208
-64% -$24.9K
GTM
2934
ZoomInfo Technologies
GTM
$1.2B
$14K ﹤0.01%
353
-134
-28% -$5.69K
FLG.PRU
2935
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$14K ﹤0.01%
327
– –
BCPC
2936
Balchem Corp
BCPC
$5.69B
$14K ﹤0.01%
128
+38
+42% +$4.95K
PYCR
2937
DELISTED
Paycor HCM, Inc. Common Stock
PYCR
$14K ﹤0.01%
477
-305
-39% -$8.81K
SGFY
2938
DELISTED
Signify Health, Inc.
SGFY
$14K ﹤0.01%
+500
New +$11.5K
NEE.PRP
2939
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$14K ﹤0.01%
288
– –
GBTG.WS
2940
DELISTED
Global Business Travel Group, Inc. Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
GBTG.WS
$14K ﹤0.01%
9,530
– –
NUO
2941
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$14K ﹤0.01%
1,250
– –
AMAL icon
2942
Amalgamated Financial
AMAL
$1.5B
$13K ﹤0.01%
579
– –
AMH icon
2943
American Homes 4 Rent
AMH
$12.3B
$13K ﹤0.01%
419
-165
-28% -$5.96K
ANVS icon
2944
Annovis Bio
ANVS
$80.4M
$13K ﹤0.01%
1,000
– –
BBVA icon
2945
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$13K ﹤0.01%
3,080
-2,123
-41% -$9.63K
BDN
2946
Brandywine Realty Trust
BDN
$537M
$13K ﹤0.01%
2,046
-166
-8% -$1.42K
BEEM icon
2947
Beam Global
BEEM
$26M
$13K ﹤0.01%
1,123
+123
+12% +$1.77K
VISN
2948
Vistance Networks Inc
VISN
$2.67B
$13K ﹤0.01%
1,485
+91
+7% +$872
CSGS
2949
DELISTED
CSG Systems International
CSGS
$13K ﹤0.01%
246
-46
-16% -$2.68K
DFAR icon
2950
Dimensional US Real Estate ETF
DFAR
$1.76B
$13K ﹤0.01%
651
-4,289
-87% -$102K
116 117
118
119 120

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.