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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
(+1.6%)
Cap. Flow
+$2.42B
Cap. Flow
% of AUM
4.29%
Top 10 Holdings %
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$95.5M |
| 2 |
EQT Corp
EQT
|
+$84.7M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$74.4M |
| 4 |
Amazon
AMZN
|
+$65.3M |
| 5 |
NVIDIA
NVDA
|
+$64.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
EOG Resources
EOG
|
+$65.4M |
| 2 |
Shopify
SHOP
|
+$54.9M |
| 3 |
ICICI Bank
IBN
|
+$42.8M |
| 4 |
Willis Towers Watson
WTW
|
+$37.1M |
| 5 |
Caterpillar
CAT
|
+$36.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.21% |
| 2 | Financials | 8.18% |
| 3 | Industrials | 6.8% |
| 4 | Healthcare | 5.97% |
| 5 | Communication Services | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2926
BlackRock Energy and Resources Trust
BGR
$417M
| $91.9K | ﹤0.01% |
5,307
+29
| +0.5% | +$446 |
|
|
FSSL
2927
FS Specialty Lending Fund
FSSL
$846M
| $91.7K | ﹤0.01% |
7,330
+6,763
| +1,193% | +$88.1K |
|
|
TSMY
2928
YieldMax TSM Option Income Strategy ETF
TSMY
$104M
| $91.6K | ﹤0.01% |
6,000
+2,000
| +50% | +$32.4K |
|
2929
Cardiff Oncology
CRDF
$66.5M
| $91.5K | ﹤0.01% |
56,500
| – | – |
|
2930
Penske Automotive Group
PAG
$14.3B
| $91.5K | ﹤0.01% |
611
+102
| +20% | +$16.2K |
|
2931
Park Hotels & Resorts
PK
$3.03B
| $91.3K | ﹤0.01% |
8,675
-2,961
| -25% | -$32.7K |
|
2932
Simply Good Foods
SMPL
$901M
| $91K | ﹤0.01% |
6,341
+3,390
| +115% | +$58.5K |
|
2933
Washington Trust Bancorp
WASH
$743M
| $91K | ﹤0.01% |
2,719
+419
| +18% | +$13.8K |
|
2934
Repligen
RGEN
$7.96B
| $90.8K | ﹤0.01% |
771
+192
| +33% | +$26.8K |
|
2935
Alkermes
ALKS
$8.22B
| $90.7K | ﹤0.01% |
2,566
+1,155
| +82% | +$35.8K |
|
2936
Invesco BulletShares 2029 Corporate Bond ETF
BSCT
$2.91B
| $90.6K | ﹤0.01% |
4,857
+2,544
| +110% | +$47.8K |
|
2937
Astrana Health
ASTH
$1.76B
| $90.1K | ﹤0.01% |
3,674
+866
| +31% | +$20.5K |
|
2938
NOV
NOV
$6.93B
| $90K | ﹤0.01% |
4,786
+1,541
| +47% | +$28.9K |
|
2939
Angel Oak UltraShort Income ETF
UYLD
$1.57B
| $89.3K | ﹤0.01% |
1,750
-3,308
| -65% | -$169K |
|
|
EFXT
2940
Enerflex
EFXT
$2.72B
| $89.2K | ﹤0.01% |
4,265
| – | – |
|
|
JHG
2941
DELISTED
Janus Henderson
JHG
| $89K | ﹤0.01% |
1,733
+798
| +85% | +$39.5K |
|
2942
Resideo Technologies
REZI
$5.19B
| $89K | ﹤0.01% |
2,641
-1,248
| -32% | -$44.6K |
|
2943
American Financial Group
AFG
$11.8B
| $89K | ﹤0.01% |
696
-220
| -24% | -$28.6K |
|
2944
Varonis Systems
VRNS
$4.59B
| $88.5K | ﹤0.01% |
4,124
+363
| +10% | +$9.84K |
|
2945
A10 Networks
ATEN
$2.13B
| $88.5K | ﹤0.01% |
3,827
+2,851
| +292% | +$55.8K |
|
2946
Triumph Financial Inc
TFIN
$1.81B
| $88.3K | ﹤0.01% |
1,480
+1,165
| +370% | +$72.8K |
|
2947
Achieve Life Sciences
ACHV
$659M
| $88.2K | ﹤0.01% |
30,000
| – | – |
|
|
AVK
2948
Advent Convertible and Income Fund
AVK
$543M
| $88K | ﹤0.01% |
7,884
+2,957
| +60% | +$36.6K |
|
2949
ScottsMiracle-Gro
SMG
$3.82B
| $87.9K | ﹤0.01% |
1,445
-475
| -25% | -$30.7K |
|
|
DMC
2950
Del Monte Corp
DMC
$1.41B
| $87.6K | ﹤0.01% |
2,177
-392
| -15% | -$15.6K |
|
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Rockefeller Capital Management's Q1 2026 Portfolio in Review
As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.
- Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
- Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
- Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
- Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
- Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
- Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
- Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.
Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.