We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAC icon
2901
Marriott Vacations Worldwide
VAC
$4.02B
$15K ﹤0.01%
130
– –
WEAV icon
2902
Weave Communications
WEAV
$416M
$15K ﹤0.01%
3,000
– –
NEXI
2903
DELISTED
NexImmune, Inc. Common Stock
NEXI
$15K ﹤0.01%
1,114
– –
SIX
2904
DELISTED
Six Flags Entertainment Corp.
SIX
$15K ﹤0.01%
866
-106
-11% -$2.39K
DTP
2905
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$15K ﹤0.01%
303
– –
AMC icon
2906
AMC Entertainment Holdings
AMC
$2.17B
$14K ﹤0.01%
214
-189
-47% -$25.8K
ARDC
2907
Are Dynamic Credit Allocation Fund
ARDC
$298M
$14K ﹤0.01%
1,199
-291
-20% -$3.68K
ARGX icon
2908
argenx
ARGX
$53.8B
$14K ﹤0.01%
43
-60
-58% -$22.2K
BRZU icon
2909
Direxion Daily MSCI Brazil Bull 2X ETF
BRZU
$90.5M
$14K ﹤0.01%
200
– –
CMCO icon
2910
Columbus McKinnon
CMCO
$563M
$14K ﹤0.01%
560
+310
+124% +$9.44K
DAN icon
2911
Dana Inc
DAN
$3.24B
$14K ﹤0.01%
1,258
+19
+2% +$288
DAPP icon
2912
VanEck Digital Transformation ETF
DAPP
$225M
$14K ﹤0.01%
2,847
-500
-15% -$2.98K
EWQ icon
2913
iShares MSCI France ETF
EWQ
$334M
$14K ﹤0.01%
537
– –
FBK icon
2914
FB Financial Corp
FBK
$3.07B
$14K ﹤0.01%
372
-97
-21% -$3.96K
FREL icon
2915
Fidelity MSCI Real Estate Index ETF
FREL
$1.46B
$14K ﹤0.01%
617
-1,387
-69% -$38.7K
FSV icon
2916
FirstService
FSV
$6.33B
$14K ﹤0.01%
119
-227
-66% -$29K
FXA icon
2917
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
$14K ﹤0.01%
231
+131
+131% +$8.86K
GALT icon
2918
Galectin Therapeutics
GALT
$313M
$14K ﹤0.01%
8,886
– –
GGG icon
2919
Graco
GGG
$13.6B
$14K ﹤0.01%
251
-229
-48% -$14.7K
GPI icon
2920
Group 1 Automotive
GPI
$3.21B
$14K ﹤0.01%
104
+45
+76% +$7.72K
HLLY icon
2921
Holley
HLLY
$387M
$14K ﹤0.01%
3,526
+2,553
+262% +$19.1K
INN
2922
Summit Hotel Properties
INN
$668M
$14K ﹤0.01%
2,172
-614
-22% -$4.8K
IPAY icon
2923
Amplify Mobile Payments ETF
IPAY
$182M
$14K ﹤0.01%
373
+273
+273% +$11.6K
JPI
2924
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$14K ﹤0.01%
800
-563
-41% -$11.2K
KRUS icon
2925
Kura Sushi USA
KRUS
$592M
$14K ﹤0.01%
200
– –
115 116
117
118 119

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.