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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZNTE
2876
DELISTED
Zanite Acquisition Corp. Class A Common Stock
ZNTE
$5K ﹤0.01%
+600
New +$6.84K
MGLN
2877
DELISTED
Magellan Health Services, Inc.
MGLN
$5K ﹤0.01%
60
+52
+650% +$4.87K
GHVIU
2878
DELISTED
Gores Holdings VI, Inc. Unit
GHVIU
$5K ﹤0.01%
+400
New +$5.94K
VG
2879
DELISTED
Vonage Holdings Corporation
VG
$5K ﹤0.01%
458
+366
+398% +$4.77K
CADE
2880
DELISTED
Cadence Bancorporation
CADE
$5K ﹤0.01%
280
-34
-11% -$692
AGIO icon
2881
Agios Pharmaceuticals
AGIO
$1.93B
$4K ﹤0.01%
87
– –
AGO icon
2882
Assured Guaranty
AGO
$3.34B
$4K ﹤0.01%
106
-138
-57% -$5.52K
ARGX icon
2883
argenx
ARGX
$54.1B
$4K ﹤0.01%
19
-531
-97% -$168K
ASAN icon
2884
Asana
ASAN
$2.13B
$4K ﹤0.01%
+151
New +$5.21K
AVNT icon
2885
Avient
AVNT
$4.19B
$4K ﹤0.01%
87
-102
-54% -$4.55K
BKR icon
2886
Baker Hughes
BKR
$61.1B
$4K ﹤0.01%
225
-2,167
-91% -$49.3K
BRKL
2887
DELISTED
Brookline Bancorp
BRKL
$4K ﹤0.01%
319
-519
-62% -$7.27K
BRO icon
2888
Brown & Brown
BRO
$23.9B
$4K ﹤0.01%
110
-10,661
-99% -$489K
CBU icon
2889
Community Bank
CBU
$3.41B
$4K ﹤0.01%
+58
New +$4.17K
CGEN icon
2890
Compugen
CGEN
$228M
$4K ﹤0.01%
+500
New +$5.54K
CLVT icon
2891
Clarivate
CLVT
$1.16B
$4K ﹤0.01%
181
– –
COMB icon
2892
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
COMB
$146M
$4K ﹤0.01%
+190
New +$4.74K
CPS icon
2893
Cooper-Standard Automotive
CPS
$558M
$4K ﹤0.01%
114
-180
-61% -$6.72K
CQQQ icon
2894
Invesco China Technology ETF
CQQQ
$3.31B
$4K ﹤0.01%
59
-200
-77% -$18.6K
CRON
2895
Cronos Group
CRON
$1.14B
$4K ﹤0.01%
505
-1,920
-79% -$20.3K
EDOW icon
2896
First Trust Dow 30 Equal Weight ETF
EDOW
$323M
$4K ﹤0.01%
159
– –
ELD icon
2897
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$4K ﹤0.01%
+142
New +$4.77K
ENSG icon
2898
The Ensign Group
ENSG
$10.7B
$4K ﹤0.01%
43
-22
-34% -$1.88K
EOD
2899
Allspring Global Dividend Opportunity Fund
EOD
$286M
$4K ﹤0.01%
863
+22
+3% +$113
EOSE icon
2900
Eos Energy Enterprises
EOSE
$1.51B
$4K ﹤0.01%
250
+150
+150% +$3.36K
114 115
116
117 118

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.