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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPX icon
2801
Global X MLP & Energy Infrastructure ETF
MLPX
$3.5B
$6K ﹤0.01%
215
– –
MT icon
2802
ArcelorMittal
MT
$55.3B
$6K ﹤0.01%
216
-21
-9% -$513
NMR icon
2803
Nomura Holdings
NMR
$29.1B
$6K ﹤0.01%
1,232
+600
+95% +$3.54K
NVRI icon
2804
Enviri
NVRI
$620M
$6K ﹤0.01%
397
+155
+64% +$2.81K
NX icon
2805
Quanex
NX
$1.01B
$6K ﹤0.01%
242
+210
+656% +$5.24K
OMEX icon
2806
Odyssey Marine Exploration
OMEX
$51.8M
$6K ﹤0.01%
1,000
– –
REX icon
2807
REX American Resources
REX
$1.41B
$6K ﹤0.01%
462
– –
RGLD icon
2808
Royal Gold
RGLD
$19.5B
$6K ﹤0.01%
56
-798
-93% -$85.1K
RGR icon
2809
Sturm, Ruger & Co
RGR
$593M
$6K ﹤0.01%
100
– –
RNR icon
2810
RenaissanceRe
RNR
$13.4B
$6K ﹤0.01%
42
+31
+282% +$5.01K
RRC icon
2811
Range Resources
RRC
$8.95B
$6K ﹤0.01%
647
-629
-49% -$6.11K
SAIA icon
2812
Saia
SAIA
$9.72B
$6K ﹤0.01%
27
-23
-46% -$4.69K
SBR
2813
Sabine Royalty Trust
SBR
$1.05B
$6K ﹤0.01%
228
– –
SPDW icon
2814
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.7B
$6K ﹤0.01%
187
– –
SPXC icon
2815
SPX Corp
SPXC
$10.8B
$6K ﹤0.01%
112
– –
TOPS icon
2816
TOP Ships
TOPS
$4.24M
$6K ﹤0.01%
+14
New +$7.27K
VLY icon
2817
Valley National Bancorp
VLY
$8.04B
$6K ﹤0.01%
504
-80
-14% -$964
WKHS icon
2818
Workhorse Group
WKHS
$36.3M
– –
0
– –
WSFS icon
2819
WSFS Financial
WSFS
$4.15B
$6K ﹤0.01%
140
+32
+30% +$1.54K
ENLC
2820
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$6K ﹤0.01%
+1,600
New +$6.91K
WTER
2821
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$6K ﹤0.01%
393
– –
NTUS
2822
DELISTED
Natus Medical Inc
NTUS
$6K ﹤0.01%
238
+153
+180% +$3.92K
CAI
2823
DELISTED
CAI International, Inc.
CAI
$6K ﹤0.01%
+150
New +$5.93K
QTS
2824
DELISTED
QTS REALTY TRUST, INC.
QTS
$6K ﹤0.01%
101
+63
+166% +$3.93K
RP
2825
DELISTED
RealPage, Inc.
RP
$6K ﹤0.01%
75
-16,021
-100% -$1.39M
111 112
113
114 115

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.