We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USFD icon
2751
US Foods
USFD
$23.9B
$16K ﹤0.01%
487
-110
-18% -$3.83K
WNS
2752
DELISTED
WNS Holdings
WNS
$16K ﹤0.01%
192
+106
+123% +$9.1K
WRAP icon
2753
Wrap Technologies
WRAP
$102M
$16K ﹤0.01%
4,300
-1,500
-26% -$7.88K
WTFC icon
2754
Wintrust Financial
WTFC
$10.7B
$16K ﹤0.01%
178
+24
+16% +$2.14K
WW
2755
DELISTED
WW International
WW
$16K ﹤0.01%
1,006
+700
+229% +$12.6K
TRHC
2756
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
$16K ﹤0.01%
1,126
+226
+25% +$4.12K
IRNT
2757
DELISTED
IronNet, Inc.
IRNT
$16K ﹤0.01%
+4,000
New +$37.3K
PRVB
2758
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$16K ﹤0.01%
3,000
– –
CLVS
2759
DELISTED
Clovis Oncology, Inc.
CLVS
$16K ﹤0.01%
6,000
-4,000
-40% -$14.8K
CHNG
2760
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$16K ﹤0.01%
788
– –
ATKR icon
2761
Atkore
ATKR
$3.17B
$15K ﹤0.01%
138
+100
+263% +$10.2K
CIM
2762
Chimera Investment
CIM
$982M
$15K ﹤0.01%
334
– –
CLOV icon
2763
Clover Health Investments
CLOV
$2.45B
$15K ﹤0.01%
4,053
-4,510
-53% -$27.7K
CPNG icon
2764
Coupang
CPNG
$28.9B
$15K ﹤0.01%
517
-984
-66% -$27.7K
DNTH icon
2765
Dianthus Therapeutics
DNTH
$6.13B
$15K ﹤0.01%
225
– –
GOOS
2766
Canada Goose Holdings
GOOS
$852M
$15K ﹤0.01%
430
– –
GSHD icon
2767
Goosehead Insurance
GSHD
$2.3B
$15K ﹤0.01%
121
– –
HIMX
2768
Himax Technologies
HIMX
$2.6B
$15K ﹤0.01%
964
-560
-37% -$6.13K
HTZWW
2769
Hertz Global Holdings Warrants
HTZWW
$95.5M
$15K ﹤0.01%
+1,000
New +$15.7K
HUBG icon
2770
HUB Group
HUBG
$2.93B
$15K ﹤0.01%
+358
New +$14.2K
JJSF icon
2771
J&J Snack Foods
JJSF
$1.68B
$15K ﹤0.01%
+99
New +$14.9K
LXP icon
2772
LXP Industrial Trust
LXP
$3.57B
$15K ﹤0.01%
200
+129
+182% +$9.57K
MT icon
2773
ArcelorMittal
MT
$55.7B
$15K ﹤0.01%
536
-373
-41% -$11.6K
MUC icon
2774
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$15K ﹤0.01%
1,017
+4
+0.4% +$63
PCN
2775
PIMCO Corporate & Income Strategy Fund
PCN
$887M
$15K ﹤0.01%
922
– –
109 110
111
112 113

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.