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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGEN
2726
Agenus
AGEN
$286M
$16K ﹤0.01%
255
– –
AIVI icon
2727
WisdomTree International AI Enhanced Value Fund
AIVI
$63.4M
$16K ﹤0.01%
400
– –
BILI icon
2728
Bilibili
BILI
$7.89B
$16K ﹤0.01%
365
-296
-45% -$19.8K
BPOP icon
2729
Popular Inc
BPOP
$11.2B
$16K ﹤0.01%
195
+189
+3,150% +$15.3K
CBT icon
2730
Cabot Corp
CBT
$4.48B
$16K ﹤0.01%
288
-185
-39% -$10.2K
CKPT
2731
DELISTED
Checkpoint Therapeutics
CKPT
$16K ﹤0.01%
530
– –
CLIR icon
2732
ClearSign Technologies
CLIR
$26.4M
$16K ﹤0.01%
1,230
– –
CQQQ icon
2733
Invesco China Technology ETF
CQQQ
$3.3B
$16K ﹤0.01%
259
– –
FCEL icon
2734
FuelCell Energy
FCEL
$1.61B
$16K ﹤0.01%
107
+80
+296% +$18.9K
H icon
2735
Hyatt Hotels
H
$16.2B
$16K ﹤0.01%
172
– –
HMN icon
2736
Horace Mann Educators
HMN
$2.12B
$16K ﹤0.01%
435
-493
-53% -$19.4K
HOOD icon
2737
Robinhood
HOOD
$84B
$16K ﹤0.01%
1,003
+330
+49% +$10.2K
KALV
2738
DELISTED
KalVista Pharmaceuticals
KALV
$16K ﹤0.01%
1,250
– –
KRUS icon
2739
Kura Sushi USA
KRUS
$582M
$16K ﹤0.01%
200
– –
LCII icon
2740
LCI Industries
LCII
$2.55B
$16K ﹤0.01%
112
-115
-51% -$17.1K
LEMB icon
2741
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$722M
$16K ﹤0.01%
445
+269
+153% +$11.1K
LTBR icon
2742
Lightbridge
LTBR
$291M
$16K ﹤0.01%
2,499
– –
MLKN icon
2743
MillerKnoll
MLKN
$1.63B
$16K ﹤0.01%
408
+1
+0.2% +$39
MNRO icon
2744
Monro
MNRO
$374M
$16K ﹤0.01%
278
+1
+0.4% +$59
MRAM icon
2745
Everspin Technologies
MRAM
$397M
$16K ﹤0.01%
+1,500
New +$13.6K
OVV icon
2746
Ovintiv
OVV
$17.4B
$16K ﹤0.01%
484
-75
-13% -$2.68K
PZZA icon
2747
Papa John's
PZZA
$777M
$16K ﹤0.01%
125
-6,181
-98% -$791K
QDEL icon
2748
QuidelOrtho
QDEL
$850M
$16K ﹤0.01%
125
-154
-55% -$21.4K
TWN
2749
Taiwan Fund
TWN
$529M
$16K ﹤0.01%
435
– –
UFPI icon
2750
UFP Industries
UFPI
$5.04B
$16K ﹤0.01%
177
+13
+8% +$1.09K
108 109
110
111 112

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.