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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MORN icon
2726
Morningstar
MORN
$7.22B
$130K ﹤0.01%
768
+381
+98% +$70.8K
ECPG icon
2727
Encore Capital Group
ECPG
$2.02B
$130K ﹤0.01%
1,851
+922
+99% +$56.7K
ANF icon
2728
Abercrombie & Fitch
ANF
$4.42B
$130K ﹤0.01%
1,419
+1,106
+353% +$108K
GXO icon
2729
GXO Logistics
GXO
$5.77B
$129K ﹤0.01%
2,490
+257
+12% +$14.7K
IDR icon
2730
Idaho Strategic Resources
IDR
$444M
$128K ﹤0.01%
4,000
+3,000
+300% +$116K
UTF icon
2731
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$128K ﹤0.01%
4,957
-5,243
-51% -$135K
PJP icon
2732
Invesco Pharmaceuticals ETF
PJP
$442M
$128K ﹤0.01%
1,233
+3
+0.2% +$317
SM icon
2733
SM Energy
SM
$7.8B
$128K ﹤0.01%
4,095
+3,219
+367% +$73.4K
SCHC icon
2734
Schwab International Small-Cap Equity ETF
SCHC
$5.39B
$128K ﹤0.01%
2,728
+1,381
+103% +$66.8K
STXV icon
2735
Strive 1000 Value ETF
STXV
$81.6M
$128K ﹤0.01%
3,629
+11
+0.3% +$390
HP icon
2736
Helmerich & Payne
HP
$3.45B
$127K ﹤0.01%
3,533
-4,307
-55% -$147K
MDYV icon
2737
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$127K ﹤0.01%
1,493
+233
+18% +$20.5K
GOOY icon
2738
YieldMax GOOGL Option Income Strategy ETF
GOOY
$239M
$127K ﹤0.01%
10,000
– –
SPWR icon
2739
SunPower Inc
SPWR
$60.6M
$127K ﹤0.01%
100,000
– –
FNDB icon
2740
Schwab Fundamental US Broad Market Index ETF
FNDB
$1.42B
$126K ﹤0.01%
4,650
– –
BVN icon
2741
Compañía de Minas Buenaventura
BVN
$7.69B
$126K ﹤0.01%
3,501
+52
+2% +$1.88K
BUFQ icon
2742
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.51B
$126K ﹤0.01%
3,559
– –
CLOU icon
2743
Global X Cloud Computing ETF
CLOU
$240M
$126K ﹤0.01%
6,436
– –
TLTW icon
2744
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF
TLTW
$1.84B
$125K ﹤0.01%
5,547
+5,325
+2,399% +$122K
MSD
2745
Morgan Stanley Emerging Markets Debt Fund
MSD
$146M
$125K ﹤0.01%
17,870
+896
+5% +$6.79K
GECC icon
2746
Great Elm Capital Corp
GECC
$71.4M
$125K ﹤0.01%
25,000
+15,000
+150% +$94K
FXNC icon
2747
First National Corp
FXNC
$287M
$125K ﹤0.01%
4,651
-782
-14% -$20.7K
ENVX icon
2748
Enovix
ENVX
$892M
$125K ﹤0.01%
24,063
+787
+3% +$4.92K
TPH
2749
DELISTED
Tri Pointe Homes
TPH
$124K ﹤0.01%
2,661
+1,046
+65% +$42.6K
PDT
2750
John Hancock Premium Dividend Fund
PDT
$634M
$124K ﹤0.01%
9,467
+3
+0% +$39
108 109
110
111 112

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.